Creative Planning, an Overland Park, Kansas-based registered investment adviser managing $100 billion, has acquired Berno Financial Management, a Cincinnati-based RIA managing more than $300 million.
Bruce J. Berno founded his eponymous firm in 1993, which had offices in 20 states. He and all the firm’s employees have joined Creative Planning.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
