D.A. Davidson advisers managing $177 million leave for Raymond James

Ken Robbins and two-person team join firm's employee unit in Los Angeles.
MAY 17, 2017

Ken Robbins, a registered representative who managed $177 million in assets in the Los Angeles office of D.A. Davidson, has moved to Raymond James & Associates, the firm's employee broker-dealer. Mr. Robbins was joined in the move by adviser Kathy Roshay and their administrative associate, Magda Lesmana. The team will operate as Robbins Roshay Advisors of Raymond James. (More: See all the latest moves in the InvestmentNews Advisers on the Move database) Before entering the financial services industry in 1994 at Dean Witter, Mr. Robbins served in a variety of management roles at Enterprise Rent-A-Car in Southern California. In 2004, he moved his business to Crowell, Weedon & Co., which later was acquired by D.A. Davidson & Co. Ms. Roshay began her financial services career in 2007 with Crowell Weedon and remained with the firm when it was acquired.

Latest News

Northern Trust names new West Region president for wealth
Northern Trust names new West Region president for wealth

The new regional leader brings nearly 25 years of experience as the firm seeks to tap a complex and evolving market.

Capital Group extends retirement plan services further with a focus on advisors
Capital Group extends retirement plan services further with a focus on advisors

The latest updates to its recordkeeping platform, including a solution originally developed for one large 20,000-advisor client, take aim at the small to medium-sized business space.

Why RIAs are the next growth frontier for annuities
Why RIAs are the next growth frontier for annuities

David Lau, founder and CEO of DPL Financial Partners, explains how the RIA boom and product innovation has fueled a slow-burn growth story in annuities.

Supreme Court slaps down challenge to IRS summons for Coinbase user data
Supreme Court slaps down challenge to IRS summons for Coinbase user data

Crypto investor argues the federal agency's probe, upheld by a federal appeals court, would "strip millions of Americans of meaningful privacy protections."

Houston-based RIA Americana Partners adds $1B+ with former Morgan Stanley director
Houston-based RIA Americana Partners adds $1B+ with former Morgan Stanley director

Meanwhile in Chicago, the wirehouse also lost another $454 million team as a group of defectors moved to Wells Fargo.

SPONSORED How advisors can build for high-net-worth complexity

Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.