Duo managing $330 million moves to Raymond James from Wells Fargo

Duo managing $330 million moves to Raymond James from Wells Fargo
Todd Hamilton and Robert Thompson join firm's employee unit in Chicago.
DEC 05, 2019
Todd Hamilton and Robert Thompson, who managed $330 million at Wells Fargo Advisors in Chicago, have moved to the employee unit of Raymond James. [More:See more adviser moves in InvestmentNews' Advisers on the Move database.] Mr. Hamilton began his advisory career at Merrill Lynch in 1996 and moved to Wells Fargo in 2008. [Recommended video: Joni Youngwirth: Factors that make clients the best fit for an advice firm] Mr. Thompson began his career at A.G. Edwards in 1984. He moved to Morgan Stanley in 2000, and then to Wells Fargo Advisors in 2006.

Latest News

Despite economic pressures, Americans aren't giving up their summer vacation plans
Despite economic pressures, Americans aren't giving up their summer vacation plans

Survey finds vacation confidence at an all-time high, defying budgetary constraints and ongoing inflation in travel costs.

New Jersey court says restitution and disgorgement can both be used in securities fraud cases 
New Jersey court says restitution and disgorgement can both be used in securities fraud cases 

A New Jersey appellate court reinstates regulators' ability to seek both restitution and disgorgement in a securities fraud case involving unregistered investments and diverted investor funds. 

UBS loses Ocean Capital lawsuit 
UBS loses Ocean Capital lawsuit 

A federal appeals court has sided with activist investors in a closely watched proxy battle involving nine Puerto Rico municipal bond funds.

Fidelity National's $250 million investment in F&G Annuities survives Delaware shareholder lawsuit 
Fidelity National's $250 million investment in F&G Annuities survives Delaware shareholder lawsuit 

Judge rejects shareholder lawsuit targeting Fidelity's preferred stock deal.

Fintech bytes: Zocks inks new tie-up, Fireflies enters the scene
Fintech bytes: Zocks inks new tie-up, Fireflies enters the scene

The newest advisor-focused AI notetaker arrives with a low-price pitch for enterprises – but is it too little, too late to gain market share?

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave

SPONSORED The evolution of private credit

From direct lending to asset-based finance to commercial real estate debt.