Chris Albright, whose Astra Wealth Advisors manages $192 million in Clarks Green, Pennsylvania, has left Wells Fargo Financial Advisors Network, or FiNet, and affiliated with LPL Financial’s broker-dealer, RIA and custodial platforms.
He will partner with current LPL-affiliated adviser Kimberly Santarsiero, who will now operate under the Astra brand.
Albright has nearly 30 years of experience providing comprehensive investment planning and wealth management for high-net-worth families, businesses and institutions, LPL Financial said in a press release Tuesday.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
