Two advisory teams in Idaho, collectively managing $648 million, have joined the employee channel of Raymond James.
Christine Satterfield and Harry Tharp managed $341 million at Wells Fargo in Boise, Idaho. Satterfield began her career 24 years ago with Merrill Lynch and moved to Wells Fargo in 2008. Tharp also began his career at Merrill Lynch, moved to Morgan Stanley in 2005 and to Wells Fargo in 2011.
The mother and son duo of Linda Sterling and Greg Fairfield managed previously $307 million at UBS Financial in Ketchum, Idaho. Sterling, who began her career at Merrill Lynch in 1987, worked at RBC Capital before moving to UBS. Fairfield joined UBS in 2008.
Eliseo Prisno, a former Merrill advisor, allegedly collected unapproved fees from Filipino clients by secretly accessing their accounts at two separate brokerages.
The Harford, Connecticut-based RIA is expanding into a new market in the mid-Atlantic region while crossing another billion-dollar milestone.
The Wall Street giant's global wealth head says affluent clients are shifting away from America amid growing fallout from President Donald Trump's hardline politics.
Chief economists, advisors, and chief investment officers share their reactions to the June US employment report.
"This shouldn’t be hard to ban, but neither party will do it. So offensive to the people they serve," RIA titan Peter Mallouk said in a post that referenced Nancy Pelosi's reported stock gains.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
