Two advisory teams in Idaho, collectively managing $648 million, have joined the employee channel of Raymond James.
Christine Satterfield and Harry Tharp managed $341 million at Wells Fargo in Boise, Idaho. Satterfield began her career 24 years ago with Merrill Lynch and moved to Wells Fargo in 2008. Tharp also began his career at Merrill Lynch, moved to Morgan Stanley in 2005 and to Wells Fargo in 2011.
The mother and son duo of Linda Sterling and Greg Fairfield managed previously $307 million at UBS Financial in Ketchum, Idaho. Sterling, who began her career at Merrill Lynch in 1987, worked at RBC Capital before moving to UBS. Fairfield joined UBS in 2008.
The group led by a 37-year industry veteran brings $470 million in assets to the Philadelphia-based broker dealer.
The Atlanta, Georgia-based national wealth firm revealed its new PE partner as prior backers Wealth Partners Capital Group and HGGC’s Aspire Holdings exited their investments.
The latest departures in Ohio mark another setback for the hybrid RIA, which is looking to "expanding its presence across all models and segments of the wealth management industry.”
The St. Louis-based real estate investment firm gives the asset management giant a valuable access point to the roughly $1 trillion net lease market.
Eliseo Prisno, a former Merrill advisor, allegedly collected unapproved fees from Filipino clients by secretly accessing their accounts at two separate brokerages.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
