Mercer Global Advisors, a $30.5 billion Denver-based registered investment adviser, has acquired ET George Investment Management, an RIA in Starkville, Mississippi.
The firm has $170 million in assets under management and about 155 clients.
ET George was founded in 1974 by Ernie George, who explained the acquisition by saying, “It was time for our firm to implement a business succession strategy.”
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
