Mercer Global Advisors, a Denver-based national registered investment adviser, has acquired First Ohio Planning, an RIA based in Columbus, Ohio, managing $350 million.
First Ohio, which was founded in 1979 and has five wealth management professionals, serves 280 families. It will merge with Mercer’s existing office in Columbus.
Mercer now manages more than $18.7 billion.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
