Gary T. Guglielmo, a Morgan Stanley rep for 20 years, was fired by the firm Monday after being charged with aggravated stalking and obstructing justice/witness tampering, both felonies.
The Boca Raton, Florida, resident also was charged with contempt of court for violating an injunction that provided protection to his ex-girlfriend, who had accused him of domestic violence, a misdemeanor. He had been arrested last week on suspicion of stalking his ex-girlfriend.
Guglielmo, who began his securities career in 1997, was released on $15,000 bail and is scheduled to return to court on Sept. 29, according to court records.
“While harm certainly occurred, it was not the cataclysmic harm that can justify a nearly half billion-dollar award to the State,” Justice Peter Moulton wrote, while Trump will face limits in his ability to do business in New York.
Sieg, 58, was head of Merrill Wealth Management, left in 2023 and returned that September to Citigroup, where he worked before being hired by Merrill Lynch in 2009.
Technology can do a lot of things, but advisors still have undeniable value
Two longtime RIA industry figures have joined the board of directors at TaxStatus, a fintech company that garners thousands of IRS data points on clients to share with advisors for improved financial planning oversight and time savings.
Morningstar's analysis found that the WISH Act would have a positive impact on reducing the shortfall of funds retirees will experience, with the largest impact on single men and women.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
