Hilary Kosloske and Rich Class, who collectively managed $456 million at Truist, have joined D.A. Davidson and will open offices for the firm in Winston-Salem and Greensboro, North Carolina.
The High Meadows Wealth Management group, as it will be known, is led by Kosloske, who will be based in Winston-Salem, and Class, who will work in Greensboro, and who partnered with Kosloske in making the move.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
