Survey reveals a majority consensus of just three reductions next year, even counting Trump's prospective tax and tariff policies, as progress on inflation slows.
The settlement, stemming from accusations of underperforming Wells Fargo target-date fund investments affecting some 300,000 plan participants, is considered among the largest of its kind.
Western International Securities was acquired by LPL this year.
David Fulton, the RIA giant's decade-long chief executive, is stepping down to be replaced by president Bradley Knapp on Jan. 1 as part of a planned transition.
The firms are extending their footprints with new recruitment moves in Arizona, Massachusetts, and Florida.
Financial advisors who come to the profession later in life have experiences that can help them connect with clients, said the founder of a group that trains career changers.
"The profitability of the CLO is going to be very attractive," said CIO at Flat Rock Global.