A female-owned hybrid managing $220 million, Stonebridge Financial Planning Group, has switched its broker-dealer affiliation to Commonwealth Financial Network from Triad Advisors.
Financial advisers Dianne Webb, Rhonda Shurtleff, Becky Robey and Catherine Hyder lead the team and are based in Orlando, Florida.
The team provides all aspects of financial planning for women and their families and specializes in working with women in transition. The trust they build with clients are especially helpful to women going through major changes — such as divorce, retirement, or death of a spouse, Commonwealth said in a press release Wednesday.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
