Investing

Displaying 17144 results
A record $170 billion flooded into bond ETFs this year
MUTUAL FUNDS OCT 13, 2020
A record $170 billion flooded into bond ETFs this year

The Fed's March announcement that it would buy corporate debt ETFs served as a stamp of approve for the sector

By Bloomberg
David Lerner Associates' liabilities  keep growing
FIXED INCOME OCT 12, 2020
David Lerner Associates' liabilities keep growing

The broker-dealer reported a 'negative net worth' of $22 million last year

By Bruce Kelly
Salesforce 401(k) suit dismissal a reprieve amid much litigation
RETIREMENT PLANNING OCT 12, 2020
Salesforce 401(k) suit dismissal a reprieve amid much litigation

A federal judge tossed the excessive-fee claims, though they will likely be refiled

By Emile Hallez
ETF price wars may resume
MUTUAL FUNDS OCT 12, 2020
ETF price wars may resume

Big new entrants to the exchange-traded fund market are rolling out funds with low expense ratios

By Bloomberg
Private Wealth Adviser goes international
EMERGING MARKETS OCT 12, 2020
Private Wealth Adviser goes international

Thanks to the reach our parent company provides, this issue marks the first time we could incorporate a global outlook

By George Moriarty
Green investments rally ahead of potential 'blue wave' election
ETFS OCT 09, 2020
Green investments rally ahead of potential 'blue wave' election

Targeted ETF strategies are up more than 80% so far this year as Biden gains steam

By Jeff Benjamin
US asset managers race to gain China market share
EMERGING MARKETS OCT 09, 2020
US asset managers race to gain China market share

Only US-based asset managers have shown the intention of owning a 100%-owned retail fund business in China

By Francis Acosta
FATCA: A force to be reckoned with
OPINION OCT 09, 2020
FATCA: A force to be reckoned with

Advisers that serve clients currently living or planning a move overseas must investigate this often overlooked issue

By Kirsten Hastings
Chinese equities emerge from the pack
EMERGING MARKETS OCT 09, 2020
Chinese equities emerge from the pack

Investors based in Asia have noted that the Chinese market has become too big and should be viewed as a standalone market

By Francis Acosta
Volatility coming for muni market
FIXED INCOME OCT 09, 2020
Volatility coming for muni market

BlackRock, Wells Fargo analysts see the election and a surge in muni sales shattering the market's calm

By Bloomberg
Low-cost VA for RIAs introduced by RetireOne and Protective
LIFE INSURANCE AND ANNUITIES OCT 08, 2020
Low-cost VA for RIAs introduced by RetireOne and Protective

The variable annuity product has mortality and expense fees of 30 basis points

By InvestmentNews
The SEC's push for more alts and private placements is the wrong move at the wrong time
OPINION OCT 08, 2020
The SEC's push for more alts and private placements is the wrong move at the wrong time

Plenty of examples prove the regulator's efforts are out of step with the market

By Bruce Kelly
SEC proposal would allow ‘finders’ to pitch unregistered securities
ALTERNATIVES OCT 07, 2020
SEC proposal would allow ‘finders’ to pitch unregistered securities

While approved for public comment, Democratic commissioners voiced concerns over investor protections

By Mark Schoeff Jr.
In-plan retirement income slow to arrive
RETIREMENT PLANNING OCT 07, 2020
In-plan retirement income slow to arrive

Figuring out how defined-contribution plans can provide a guaranteed stream of income requires all hands on deck

By Fred Barstein
SEC streamlines process for creation of fund of funds
MUTUAL FUNDS OCT 07, 2020
SEC streamlines process for creation of fund of funds

Under the new rule, most arrangements won't need individual approval

By Mark Schoeff Jr.
Second Trump term could be boon for private market offerings
ALTERNATIVES OCT 07, 2020
Second Trump term could be boon for private market offerings

If Chairman Jay Clayton leaves the SEC, a Republican successor likely will pick up the mantle

By Mark Schoeff Jr.
Critics pummel SEC effort to boost reporting threshold for money managers
EQUITIES OCT 06, 2020
Critics pummel SEC effort to boost reporting threshold for money managers

Opponents say the higher level for reporting stock holdings deprives investors and advisers of crucial information

By Mark Schoeff Jr.
TriNet sued over MEPs
RETIREMENT PLANNING OCT 06, 2020
TriNet sued over MEPs

Law firm Capozzi Adler, which has been the most active 401(k) litigator this year, filed the class-action complaint against the HR provider

By Emile Hallez
Latest ETF launch promotes social justice
ETFS OCT 05, 2020
Latest ETF launch promotes social justice

The new fund joins a short list of other exchange-traded products that have had mixed investing results

By Jeff Benjamin
AR Global REIT splits, lists, tanks
ALTERNATIVES OCT 05, 2020
AR Global REIT splits, lists, tanks

New York City REIT sees a staggering decline in value after it begins trading

By Bruce Kelly