Investing

Displaying 13475 results
Financial advisors want asset managers to provide more education on alternatives
ALTERNATIVES DEC 22, 2023
Financial advisors want asset managers to provide more education on alternatives

Research reveals the types of educational material most wanted.

By Steve Randall
Finra bars ex-Wells Fargo broker previously charged with fraud
ALTERNATIVES DEC 21, 2023
Finra bars ex-Wells Fargo broker previously charged with fraud

Louis Goff and others had been charged with raising $2.1 million from investors in a fraud from 2019 and 2020.

By Bruce Kelly
Global bond rally intensifies amid rate cut bets
FIXED INCOME DEC 20, 2023
Global bond rally intensifies amid rate cut bets

It's not just the Fed that may be nearing an easing of monetary policy.

By Bloomberg
Japanese equities have outperformed, but is the rally at risk?
EQUITIES DEC 20, 2023
Japanese equities have outperformed, but is the rally at risk?

There are some significant hurdles facing the assets early in 2024.

By Bloomberg
What is the 'basis trade' and why is the SEC concerned?
FIXED INCOME DEC 20, 2023
What is the 'basis trade' and why is the SEC concerned?

The space is dominated by only a few hedge funds, and that could be risky.

By Bloomberg
BlackRock sued for alleged misleading ESG strategy
ESG DEC 19, 2023
BlackRock sued for alleged misleading ESG strategy

Tennessee lawsuit claims 'a pattern of deception' which the firm rejects.

By Bloomberg
US pension plans pour billions into private credit
RETIREMENT PLANNING DEC 19, 2023
US pension plans pour billions into private credit

Calpers among plans with around $100B invested in the growing sector.

By Bloomberg
New tool enables certification of SEC Names Rule compliance
FINTECH DEC 19, 2023
New tool enables certification of SEC Names Rule compliance

Fintech says its solution provides greater scrutiny of ESG claims.

By Steve Randall
Watch out, anti-ESG groups - here comes anti-anti ESG
ESG DEC 18, 2023
Watch out, anti-ESG groups - here comes anti-anti ESG

The latest organization seeking to combat the anti-ESG crowd says it's embarking on a $10 million campaign.

By Emile Hallez
Finra smacks Philly broker with Wells notice
ALTERNATIVES DEC 18, 2023
Finra smacks Philly broker with Wells notice

"It's not a good day for Austin Dutton," says one attorney.

By Bruce Kelly
Bull market for long-dated Treasuries, iShares ETF reveals
FIXED INCOME DEC 18, 2023
Bull market for long-dated Treasuries, iShares ETF reveals

The 20+ year fund has surged 21% from a 16-year low.

By Bloomberg
Private securities investor threshold needs a rethink, warns advisor
ALTERNATIVES DEC 15, 2023
Private securities investor threshold needs a rethink, warns advisor

Inflation, retirement savings growth expand pool of sophisticated investors, according to SEC Report.

By Mark Schoeff Jr.
US is 'leading the way' into 2024, BofA says
EQUITIES DEC 15, 2023
US is 'leading the way' into 2024, BofA says

BofA execs discuss market timing and the outlook for US growth next year at a roundtable.

By Josh Welsh
'Ponzi-like' private placement mess GPB slides into receivership
ALTERNATIVES DEC 15, 2023
'Ponzi-like' private placement mess GPB slides into receivership

GPB's founder was an accountant who couldn't do the firm's accounting.

By Bruce Kelly
Equities heading to fifth weekly gain following Fed comments
EQUITIES DEC 15, 2023
Equities heading to fifth weekly gain following Fed comments

Likelihood of a soft landing for the US economy sparked a market frenzy.

By Bloomberg
Citi shuts once-envied muni business
BROKER DEALERS DEC 15, 2023
Citi shuts once-envied muni business

Wall Street firm says the unit is no longer viable.

By Bloomberg
Wall Street traders agree that policy pivot is ahead in 2024
FIXED INCOME DEC 14, 2023
Wall Street traders agree that policy pivot is ahead in 2024

Broad consensus expects soft landing for US economy.

By Bloomberg
Apple's market value almost as big as France's stock market
EQUITIES DEC 14, 2023
Apple's market value almost as big as France's stock market

The firm's rally continues seemingly unabated.

By Bloomberg
COP28 fell short, but renewables investing is promising, advocates say
ESG DEC 13, 2023
COP28 fell short, but renewables investing is promising, advocates say

Most groups will be unhappy with the compromises in the pact, but the talks reflect powerful demand for clean energy.

By Emile Hallez
Fed opens the door to rate cuts
FIXED INCOME DEC 13, 2023
Fed opens the door to rate cuts

After a relentless stock rally, central bank makes its final policy announcement of 2023.

By InvestmentNews