Investing

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RETIREMENT PLANNING NOV 11, 2010
Moody's downgrades John Hancock Life on LTC worries

Moody's Investors Service late yesterday downgraded John Hancock Life Insurance Co. (USA)'s insurance financial strength ratings, citing problems in the carrier's long-term-care insurance business.

By Darla Mercado
Wealthiest people buy least-structured products
RETIREMENT PLANNING NOV 10, 2010
Wealthiest people buy least-structured products

The wealthiest investors in the U.S. put less of their holdings into structured products than the less affluent, according to a study commissioned by the Securities Industry and Financial Markets Association.

By Mark Bruno
FIXED INCOME NOV 10, 2010
Bond outlook: Where to find yield in the 4Q

Solid results from the fixed income markets in 3Q mask the fact that it was yet another roller coaster quarter within another volatile year

By mlanche
LIFE INSURANCE AND ANNUITIES NOV 10, 2010
Insurers rethink fixed-annuity businesses

A one-two punch of tougher annuity regulations and low interest rates will continue to force insurers to rethink their fixed-annuity operations — and push some out of the market altogether — experts predict

By Darla Mercado
ETFS NOV 10, 2010
Retail investors now piling into ETFs, says Schwab

Over the last six months, The Charles Schwab Corp. has seen flows from individual investors in exchange-traded funds surpass flows from registered investment advisers, marking the first time ever this has happened.

By Jessica Toonkel
RETIREMENT PLANNING NOV 10, 2010
Insurance pros pitch annuities as antidote to market downturns

After seeing their retirement savings devastated by the financial crisis, Americans may be more open to annuities as a way to ensure an income stream and protect against market downturns, according to an insurance industry leader.

By Mark Schoeff Jr.
ALTERNATIVES NOV 10, 2010
Options strategies advisers can put to work now: Webcast transcript

<i>The following is an edited transcript of the webcast &#8220;Options strategies advisers can use now,&#8221; held July 20 in New York. It was moderated by deputy editor Evan Cooper and senior editor Dan Jamieson. </i>

By MFXFeeder
MUTUAL FUNDS NOV 10, 2010
Will 12(b)-1 plan fizzle without champion?

Buddy Donahue -- the 'driving force' behind the SEC proposal on fund fees -- is leaving the agency. The upshot? The final rule may look a whole lot different than the current model.

By Jessica Toonkel
MUTUAL FUNDS NOV 10, 2010
SEC watchers surprised by timing of Donohue's exit

The SEC's announcement last week that its top official overseeing the mutual fund industry will leave in November caught many by surprise.

By Mark Schoeff Jr. And Jed Horowitz
ETFS NOV 10, 2010
Invesco slapped with ETF trademark suit

Invesco Ltd., the Atlanta-based investment management company, has been sued by a Boston-based trust claiming infringement of its trademarks for exchange- traded funds.

By Bloomberg
RETIREMENT PLANNING NOV 09, 2010
New regs forcing '401(k) dabblers' out of market: Expert

Tougher regulation in the 401(k) marketplace is driving &#8220;401(k) dabblers&#8221; out of the plan advisory business, according to an industry executive.

By Darla Mercado
EMERGING MARKETS NOV 09, 2010
Janus Overseas looks closer to home for bargains

Fund manager Brent Lynn finding gems in the U.S. and Europe; emerging markets no longer a secret

By Bloomberg
LPL's Kleintop: The 'most important' week of the year for the markets
FIXED INCOME NOV 08, 2010
LPL's Kleintop: The 'most important' week of the year for the markets

This week may be the most important of the year for the markets

By Jeffrey Kleintop
ALTERNATIVES NOV 08, 2010
Hedge funds depend on beta as they ride careening equities

Hedge fund managers are having a hard time making a buck this year, unless they get a boost from a whole lot of market beta

By Christine Williamson
ETFS NOV 08, 2010
Not all advisers enamored of ETFs

Adam Bold, chief investment officer of The Mutual Fund Store, thinks that all the talk about exchange-traded funds is just hype

By Jessica Toonkel
ALTERNATIVES NOV 08, 2010
Providers add alternative investments to target date funds

Some providers of target date options in defined-contribution plans are adding alternative investments ranging from commodities and Treasury inflation-protected securities to real estate investment trusts and master limited partnerships

By Robert Steyer
ALTERNATIVES NOV 07, 2010
Refinance roulette can send clients spinning out of control

Financial advisers whose clients are calling and saying, &#8220;Hey, I see that rates have fallen 1% below my current rate; shouldn't I refinance?&#8221; may have to remind them that though a 1% drop is considered enough reason to refinance, the homeowner still has to pay closing costs, and if they are planning to move soon, they may leave the home before they reach the break-even point

By Richard J. Koreto
LIFE INSURANCE AND ANNUITIES NOV 07, 2010
Universal's joint problem: Low interest and lapse rates

Earnings reports for life insurers reveal a possible threat to future profitability: old books of universal life business.

By Darla Mercado
EMERGING MARKETS NOV 05, 2010
Mars Hill pulls back on emerging-markets bets

CIO Jason Huntley most concerned about rise in dollar, falloff in China

By Jessica Toonkel
Ken Fisher: Look for 16% post-election rally
EQUITIES NOV 03, 2010
Ken Fisher: Look for 16% post-election rally

The Standard &amp; Poor's 500 Index may rally as much as 16 percent in the next six months because yesterday's election will stymie legislative initiatives in Congress, billionaire investor Kenneth Fisher said.

By Bloomberg