Lori Hardwick has stepped down as chairman of Riskalyze, the risk-assessment software company she has led for two years.
The move by Hardwick, who headed RIA services at Nuveen before moving to top executive posts at Envestnet and Pershing, was reported by Citywire. Her LinkedIn profile says she served as Riskalyze’s chairman until May and that she continues to serve as a director.
Riskalyze Chief Executive Aaron Klein told Citywire that the chairman’s position will remain vacant for the time being.
Plus, a $400 million Commonwealth team departs to launch an independent family-run RIA in the East Bay area.
The collaboration will focus initially on strategies within collective investment trusts in DC plans, with plans to expand to other retirement-focused private investment solutions.
“I respectfully request that all recruiters for other BDs discontinue their efforts to contact me," writes Thomas Bartholomew.
Wealth tech veteran Aaron Klein speaks out against the "misery" of client meetings, why advisors' communication skills don't always help, and AI's potential to make bad meetings "100 times better."
The proposed $120 million settlement would close the book on a legal challenge alleging the Wall Street banks failed to disclose crucial conflicts of interest to investors.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
