MassMutual's sale of the unit has been estimated to fetch $5 billion.
Higher rates are luring investors back to the funds, which saw a mass exodus just a couple of years ago.
New fund company will link manager pay and investor fees to fund performance.
Now that it has become the investment trend du jour, advisers are cautioning clients not to expect to get rich quick on a product that is still illegal at the federal level.
Impending change benefits State Street's communications exchange-traded fund.
Funds focused on socially responsible investing hold just 0.2% of all ETF assets, but there are steps providers can take to rev up interest.
Flight to quality overlooks the risks to fixed income that come with rising interest rates.
Pennsylvania advisory firm invested client funds in expensive share classes when less costly ones were available.
Johnson says way to prosper in financial services is 'by building relationships.'
The nine-year-old bull market is giving some investors the jitters, but the ETF industry is trying to calm their fears.
One fund will track an index of large-cap companies and the other an index of midsize and small firms.
Disgorgement and penalties in SEC case total $938,194; Finra imposes $800,000 fine.
Investors placed in the wrong mutual fund share classes were overcharged by more than $260,000.
Negative returns and fiduciary risk are positively correlated for 401(k) fiduciaries.
Just because an ETF allows investors to trade immediately doesn't mean they should.
Downside protection and upside caps without the commission or lockups that come with VAs.
Report provides a glimpse of the RIA universe under the SEC's new disclosure rules
When it comes to investing, humans are more fallible when costs are low.
But the election of Donald Trump gained those firms back $56 billion in market value, as investors expected a rollback of financial regulations.
Lincoln Investment Planning overcharged certain clients for 7 1/2 years.
