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ETFS DEC 16, 2012
With ETFs, commission-free doesn't mean cost-free

By MFXFeeder
INDUSTRY NEWS DEC 16, 2012
Target dates take aim

By Darla Mercado
INDUSTRY NEWS DEC 16, 2012
Advisers: Hefty asset growth in 2013

By Jeff Benjamin
INDUSTRY NEWS DEC 16, 2012
People

By MFXFeeder
INDUSTRY NEWS DEC 16, 2012
Securities America acquires firm

By Bruce Kelly
INDUSTRY NEWS DEC 16, 2012
Does your OSJ offer lasting value?

By MFXFeeder
RETIREMENT PLANNING DEC 16, 2012
Sens.: Protect retirement plans

By Darla Mercado
INDUSTRY NEWS DEC 16, 2012
People to watch in 2013

By MFXFeeder
INDUSTRY NEWS DEC 16, 2012
Dwyer: An economic dream team for Obama

A few surprise cabinet picks could make a world of difference in the President's second term. For starters, how about Larry Fink as Treasury Secretary?

By Paula Dwyer
TAX DEC 16, 2012
Jeffrey Saut: Why Obama will compromise

With President Obama's legacy at stake, there is reason to believe he will compromise on tax issues associated with the fiscal cliff.

By Jeffrey D. Saut
BROKER DEALERS DEC 14, 2012
Why this 'Goldilocks' environment favors advisers on the move

2013 will be an active year for broker recruiting.

By Mark Elzweig
FINTECH DEC 13, 2012
LPL lands another big IT exec

Lochan to oversee B-Ds Business Technology Services' risk management and information security teams

By Davis Janowski
Fed spikes volatility in bonds
FIXED INCOME DEC 13, 2012
Fed spikes volatility in bonds

Linking monetary policy to unemployment, inflation drive big fluctuations.

By DJAMIESON
RETIREMENT PLANNING DEC 13, 2012
Are Roth IRA assets safe from Washington's revenue hunt?

AMT could provide backdoor access to Roth IRA gold mine

By Jeff Benjamin
Standards deviation: Universal fiduciary proposal a goner
REGULATION AND LEGISLATION DEC 13, 2012
Standards deviation: Universal fiduciary proposal a goner

Push for single code of conduct 'in a coma'

By Mark Schoeff Jr.
REGULATION AND LEGISLATION DEC 13, 2012
Surprise! Fiduciary advocate calls Finra best hope for progress

With the SEC seemingly toothless, a top consumer advocate now believes the SRO is the best hope for raising the standard of care for reps.

By Mark Schoeff Jr.
Single fiduciary standard from SEC, DOL would create multiple problems, says consultancy
REGULATION AND LEGISLATION DEC 13, 2012
Single fiduciary standard from SEC, DOL would create multiple problems, says consultancy

Top of the list: investors would have less protection, not more

By Mark Schoeff Jr.
BROKER DEALERS DEC 12, 2012
Cetera offers succession buyouts

Program targets regional directors and small- to mid-sized BDs.

By Gregory Crawford
FINTECH DEC 12, 2012
Tech integration is no nearer

By Janowski Davis
Advisers see hefty return on assets in 2013
RIAS DEC 11, 2012
Advisers see hefty return on assets in 2013

Despite shortfall from this year's forecast, advisers still bullish.

By Jeff Benjamin