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Raymond James buys Morgan Keegan
INDUSTRY NEWS DEC 10, 2012
Raymond James buys Morgan Keegan

After months of speculation, Regions Financial finally sells Morgan Keegan. The price tag? A whopping $930 million. The buyer? Raymond James.

By Andrew Osterland
Pavia: Industry should create a single standard for investment advice
OPINION DEC 09, 2012
Pavia: Industry should create a single standard for investment advice

The back-and-forth touched off by NAPFA's announcement last Tuesday to go all-CFP next year highlights the fact that after decades of discussion and debate, the financial advisory business is still struggling to define itself.

By Jim Pavia
RETIREMENT PLANNING DEC 09, 2012
Many unaware of this Social Security twist

By MFXFeeder
IRA ALERT DEC 09, 2012
Sandy could blow through IRAs

By Ed Slott
RETIREMENT PLANNING DEC 09, 2012
Tweaking your home to 'age in place'

By Bloomberg
OPINION DEC 09, 2012
Tax decisions must be weighed carefully

By MFXFeeder
RETIREMENT PLANNING DEC 09, 2012
Finra on to B-Ds that sold VAs with hedge funds

By Bruce Kelly
RETIREMENT PLANNING DEC 09, 2012
Investing strategies as taxes rise

By Jeff Benjamin
INDUSTRY NEWS DEC 09, 2012
Cohen: Next big move in bonds is down

By Jason Kephart
RETIREMENT PLANNING DEC 09, 2012
The case for fixed-indexed annuities

By Doug Wolff
REGULATION AND LEGISLATION DEC 09, 2012
U.K. advisers may exit industry in '13

By DJAMIESON
INDUSTRY NEWS DEC 09, 2012
Dollar cap most uncharitable

By Liz Skinner
RIAS DEC 09, 2012
Big-Four accountant wins appeal

By MFXFeeder
No C-E change as CFP Board scraps controversial plan
INDUSTRY NEWS DEC 09, 2012
No C-E change as CFP Board scraps controversial plan

Proposal would have hiked continuing-education requirements for registrants; no shortage of comments.

By Mark Schoeff Jr.
INsider: Edward Jones contract — new or not — perplexes brokers
BROKER DEALERS DEC 07, 2012
INsider: Edward Jones contract — new or not — perplexes brokers

Brokers at Edward Jones are being asked to sign a new employment contract. While the agreement is not new, the tough wording has caught some reps by surprise.

By Bruce Kelly
Finra plan for bonus disclosure draws sharp reaction
BROKER DEALERS DEC 07, 2012
Finra plan for bonus disclosure draws sharp reaction

A potential proposal by Finra requiring reps to dislose their recruitment incentive to clients is drawing decidedly mixed reviews. Dan Jamieson reports on the reaction.

By DJAMIESON
BROKER DEALERS DEC 07, 2012
Sarch: Full disclosure on recruiting incentives? Bring it on!

Full disclosure on recruiting packages? Bring it on!

By Danny Sarch
If Uncle Sam taxes munis, munis could tax Uncle Sam
FIXED INCOME DEC 07, 2012
If Uncle Sam taxes munis, munis could tax Uncle Sam

If lawmakers try to balance the federal budget by taxing muni bond income, individual states will have the green light to start taxing the income from Treasury bonds owned by state residents.

By Jeff Benjamin
'Other half' now down to one percent
REGULATION AND LEGISLATION DEC 07, 2012
'Other half' now down to one percent

New data shows richest Americans getting richer, while ranks of middle-class and lower-income earners swell

By John Goff
RETIREMENT PLANNING DEC 07, 2012
Nursing homes bleed assets dry: Study

Median household wealth zapped by stay of over thirty days; the good news — once you're broke, Medicare kicks in

By Darla Mercado