Over the past 12 months, investors have poured about $3 billion into currency mutual funds, according to Morningstar Inc.
Advisers urged to get proactive as exclusion could drop to $1 million, from $5 million
The SEC has called on advisers to become more familiar with hedge funds and learn how to keep on top of that constantly changing universe.
At their party conventions, Democrats put the wealthy squarely in the cross hairs for tax hikes, while Republicans promoted tax cuts for all income levels.
Deciding whether to affiliate directly with a broker-dealer or join an existing OSJ involves evaluating factors in your own business, including finances, culture and contractual relationships
SEC scheduled to meet this week with advocates including Bogle
Fund manager: Dollar-cost averaging is good way to play uncertain markets
Signing declaration supporting universal standard of care
