Mark Donohue will be based in Palm Beach Gardens, Florida; Gordon Sommer in New York
The development likely gives the plaintiffs more leverage for a settlement, as the class-action case has moved one step closer to a trial.
The overturned Trump regulation would have provided certainty to independent brokers and advisers, FSI said. But an advocacy group says DOL has the authority to go in a different direction.
The historic government spending, combined with wage pressures, could be the catalyst for runaway inflation, according to experts. The S&P 500 Index, which is still up 9.5% from the start of the year, fell by nearly 4% early this week.
You have to be more patient with an online lead, nurturing it and cultivating it before it will become a revenue-generating client.
The publication was cited for overall editorial excellence, best commentary, best work by a single author, and art direction.
One of the main reasons we were able to achieve what we have is because we hire and retain great people who are highly skilled at what they do.
The responses of other federal agencies concerned about developments in securities markets may conflict with the SEC's core missions.
In fact, some of the largest DAF providers in the country have made significant strides over the past three years to offer donors greater flexibility to choose investments aligned with their personal values and philanthropic intent.
Knight Nguyen Investments and its owner claimed to be experts in alternative investments.
Panelists testified that more must be done to help retirement savings, including emergency savings and student-debt management services. It might also mean passing legislation to discourage workers from prematurely cashing out their 401(k) balances.
The legislation advances to the House floor as the SEC is taking public comments on increasing ESG reporting requirements.
Ninety percent of plan participants who are aware of ESG choices said they invest in them.
The company will merge Legacy One Financial Advisors into a subsidiary, USCA RIA, and rename the merged entity U.S. Capital Wealth Advisors.
The broker, Matthew Clason, transferred more than $668,000 from the victim’s investment accounts into a joint bank account and then took most of it, according to the Department of Justice. He faces up to 20 years in prison.
Year-over-year values are up more than 30% across more than 30 million IRAs, 401(k) and 403(b) accounts.
The company's new Responsible Investing Institute taps into the growing appeal of ESG investing by giving financial advisers a road map to building portfolios and working with clients. Beyond the courses, the curriculum also include podcasts.
Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.
The proposed SECURE 2.0 legislation seeks to raise the age for required minimum distributions, but that will create more problems than it solves.
Advisers become a part of their listeners' lives when they launch a podcast.
