Martin Stancik, with Voya until 2014, is currently serving 65-month term.
Advisers will still need to get DFA's approval to access its mutual funds.
Principal paid less than other firms that have acquired large retirement businesses in the past decade and a half, according to an InvestmentNews analysis.
Independent Financial Partners to launch IFP Securities in May.
A 10-basis-point tax on financial transactions would have the same effect as a 31% boost in the average expense ratio 401(k) plans pay for equity funds.
The employee lawsuit against Anthem Inc. surprised advisers because Vanguard is widely seen as a low-cost provider.
Many RIAs falter as they grow, caught off guard when the client-facing work they've always done seems to show diminishing returns.
Provision of the 2017 tax overhaul lets investors pay less in taxes on profits that are reinvested in low-income communities.
Referrals between newer and experienced advisers key to the hiring of 300 new advisers.
Workers who can't afford to save are the ones most in need of employer contributions.
Transaction is part of Wells' effort to streamline its operations in the wake of scandals.
Having the technology isn't enough anymore
SEC chairman indicates desire to modify accredited investor standard.
'Credit Exchange' will enable advisers to offer pre-qualified loans to clients.
Precidian Funds has been waiting four years for the agency's approval
Technology that empowers advisers is a key component of a successful strategy, but it is not, in and of itself, a strategy.
Adviser tools must bridge knowledge gaps.
Financial planners need to up their game in what they provide clients.
The bank's biggest shareholder says hiring an executive from a financial institution would trigger criticism from Washington, Financial Times reports.
Employee for advertising agency Publicis claims the record keeper received undisclosed payments from other fund companies.
