Advisor News

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Citadel, big stock trading firm, seeks bigger influence in Washington
EQUITIES AUG 25, 2015
Citadel, big stock trading firm, seeks bigger influence in Washington

Privately held firm run by hedge fund manager Ken Griffin is speaking up to regulators and sometimes disagreeing with other market players.

By Lynne Marek
Gloom overshadows Wall Street, but some economists still see a September rate hike
EQUITIES AUG 25, 2015
Gloom overshadows Wall Street, but some economists still see a September rate hike

<i>Breakfast with Benjamin</i>: Despite the mood on Wall Street getting downright gloomy, some economists still think the Fed will raise interest rates next month.

By Jeff Benjamin
RETIREMENT PLANNING AUG 25, 2015
How to file for Social Security benefits online

Given long waits on the phone or for in-person appointments, online applications could be the best way to go.

By Mary Beth Franklin
Ask the Adviser: How can I best protect my investments as the markets are sinking?
OPINION AUG 25, 2015
Ask the Adviser: How can I best protect my investments as the markets are sinking?

Before the stock market begins to decline, investors need to have a set of plans designed to remove emotion from the decision-making process.

By Paul Schatz
Three ways to get more out of your CRM
FINTECH AUG 25, 2015
Three ways to get more out of your CRM

Leveraging these tips, you can extract more value from this important piece of software.

By Sheryl Rowling
Finra sweep homes in on conflicts in broker pay
PRACTICE MANAGEMENT AUG 25, 2015
Finra sweep homes in on conflicts in broker pay

The regulator is examining a broad range of possible conflicts, from production incentives and mutual fund fees to recruiting bonuses.

By Mason Braswell
FINTECH AUG 24, 2015
Cybersecurity efforts still falling short at financial services firms

Report cites policy, accountability and disaster recovery as three areas of weakness.

By Laura Sanicola
RETIREMENT PLANNING AUG 24, 2015
Now is not the time to look at your 401(k) investment performance

You no longer have to wait for a quarterly statement; you can log on right now and look. However, do yourself a favor &amp;mdash; and don't.

By Megan McArdle
Amazon's risky 401(k) plan
RETIREMENT PLANNING AUG 24, 2015
Amazon's risky 401(k) plan

Online retail giant's retirement program doesn't have much in common with its Silicon Valley peers, with company matches made entirely in Amazon stock.

By Bloomberg
RETIREMENT PLANNING AUG 24, 2015
Health-care scammers commit Medicare fraud beyond U.S. borders

Florida health-care companies illegally billed the government $25 million for services to people in Nicaragua.

By Bloomberg
OPINION AUG 24, 2015
Now is not the time to look at 401(k)s

We live in the Internet age, and clients no longer have to wait for a quarterly statement. They can log on right now and look. Tell them not to.

By Megan McArdle
Is the bull market making advisers and investors behave better?
RETIREMENT PLANNING AUG 24, 2015
Is the bull market making advisers and investors behave better?

Mutual fund investors get closer to capturing 100% of the returns of the funds they invest in, according to Morningstar.

By Trevor Hunnicutt
It's early days for most robos eyeing the 401(k) market
RETIREMENT PLANNING AUG 24, 2015
It's early days for most robos eyeing the 401(k) market

As Financial Engines &amp; Wells Fargo announce their partnership, there are only a handful of automated investment services competing for defined contribution retirement plan participants.

By Alessandra Malito
FINTECH AUG 24, 2015
Robo-advisers want to plan your clients' future

Behind the scenes, robo-advisers are quietly hatching plans to compete more aggressively with flesh-and-blood advisers.

By Mason Braswell
FINTECH AUG 23, 2015
BlackRock makes big bet on digital advice with acquisition of robo FutureAdvisor

Deal puts the world's largest money manager squarely in the financial advice market as it branches out from managing mutual funds and its iShares brand of ETFs.

By Alessandra Malito
PRACTICE MANAGEMENT AUG 23, 2015
As the Labor Department moves closer to a fiduciary standard, rhetoric reaches fever pitch

The department's recently completed four-day marathon of hearings featured the usual suspects trotting out the usual arguments &#8212; and self-funded studies &#8212; for or against the rule.

By MFXFeeder
At least one timing signal is already saying it is time to sell stocks
EQUITIES AUG 22, 2015
At least one timing signal is already saying it is time to sell stocks

<i>Breakfast with Benjamin:</i> One troubling result of Thursday's big stock drop, in which the Dow industrials lost 358 points, or just over 2%, is that the market's oldest timing signal flashed a sell signal.

By Jeff Benjamin
RETIREMENT PLANNING AUG 21, 2015
Surprise: It may be wiser to pay smaller loans first

A new study suggests that the quickest way out of debt may be getting 'small victories.'

By Trevor Hunnicutt
Michael Kitces' weekend reading for financial advisers
FINTECH AUG 21, 2015
Michael Kitces' weekend reading for financial advisers

A wrap-up of the Labor Department's fiduciary hearings, analyzing how much income retirees really need, and the rest of the week's must-reads for advisers.

By mkitces
RETIREMENT PLANNING AUG 21, 2015
MetLife launches first longevity annuity for individual clients' retirement accounts

Latest product comes as qualified longevity annuity contracts look for a place in retirement accounts.

By Trevor Hunnicutt