Financial advice couple who sued CFP Board over use of the fee-only compensation label responds to U.S. District Judge Richard J. Leon's opinion, made public Tuesday, in the dismissed case.
Broker Steven Mark Wyatt was accused of unauthorized and excessive stock-market trading during and after the 2008 financial crisis.
Dan Arnold, LPL's president, says the firm plans to launch a robo that won't replace its financial advisers but will "gain a certain amount of the market."
New IRS rules mean that you may want to seek out more tax-planning guidance.
Whatever choices you make in your estate plan, open and honest dialogue is key to taking care of your family.
Other advisers dinged by fee-only compensation definition weigh in on judge's decision.
U.S. District Judge Richard J. Leon granted a motion for summary judgment and dismissed the controversial lawsuit against the CFP Board filed by Jeffrey and Kimberly Camarda involving use of the fee-only compensation label.
Rep. Ann Wagner, a leading opponent of the agency's proposal to raise investment-advice standards for brokers working with retirement accounts is pursuing an aggressive strategy to stop the rule.
Long treated with kid gloves, big producers now face questions about alleged violations.
While many believe that robos keep advisers up at night, findings from a new study show a very different reality.
Fund conversion takes a toll on UBS' fee revenue, but AUM and revenue per adviser hits a record as the firm sheds lower producers.
Too many questionable aspects to the process make it hard to be perceived as fair.
Set the reset button on upfront money expectations.
Getting to know your clients has never been easier, thanks to scalable technology.
First comes Facebook, then comes deep, long-lasting romance, but please — don't go overboard with the lovey-dovey photos.
Testing out a couple 'yellow pad' apps leads to the discovery that it's not so hard after all.
Supreme Court rules that U.S. tax subsidies are legal for all health insurance exchanges, allowing for more long-term financial planning.
Clients taking out securities-backed loans might see only the advantages and not the risks.
The firm and its fund distributor will pay $40 million to settle claims in what the SEC says is 'first' in an ongoing series of investigations.
Largest firm by number of advisers cedes ground with 3% one-year drop; executives point to shedding of lower producers.
