A China Oceanwide investment platform will pay $5.43 per share, the companies said.
The sale of large advisory firms with $1 billion to $5 billion is surging, says DeVoe & Co.
Salentica client relationship management software to become part of Black Diamond platform.
An adviser shares his experience starting his own firm, and the challenges of not being able to depend on a home office anymore for phones, faxes, malware and more.
Miniscule benefit hike won't protect seniors' buying power.
It's no different than comparing stocks to bonds.
Warren's charges could be motivated by political calculation rather than concern about investor protection or information.
The technology company seeks to expand its responsible investing footprint with the RIA.
With the holidays and perhaps a raise or bonus on the horizon, it's a good time to make that money work for you and your retirement.
Investing in local communities allows investors to foment meaningful change, providing not only reliable economic returns, but personal ones as well.
At least four trade associations reached their highest levels of donations in this election cycle, the FEC reports.
The plans in public school districts — often a "laissez-faire" type of arrangement exposing teachers to high-fee products — won't be helped by the new regulation.
Wealth of tools popping up to help with compliance, but will require proper adviser due diligence.
The regulator also ordered John Leo Valentine to pay $140,000 in civil money penalties
Plus: The dollar spikes as the ECB stays loose, big companies supporting small companies, and health insurance companies turn a blind eye to climate change
'Dred Scott' comments by the SkyBridge Capital executive 'are so at odds with the DOL rule, law, logic and basic human decency, they demand a rebuke.'
Plus: Investors think the Fed will hike in December, here come the boring post-DOL portfolios, and now is a good time to ask for a raise
System doesn't include reasons for advisers' employment termination and other details public needs before deciding who to hire, a new report found.
