Median balances up substantially; savings still inadequate, though
Clearing firms used by the independent broker-dealers with the most revenue
Judge grants status in high-profile case; baton handed to Prudential
Corporate bellwether's move to annual lump sum match seen as coming attraction; new planning required
McHenry claims SEC boss' concern about legacy has stalled bi-partisan private placement proposal
Just a week since the acquisition was finalized, RJ announces appointments and promotions
The back-and-forth touched off by NAPFA's announcement last Tuesday to go all-CFP next year highlights the fact that after decades of discussion and debate, the financial advisory business is still struggling to define itself.
As part of an online extra for this week's Tech Update column on Trust Company of America's new Liberty client interface (and soon adviser interface in addition) I said I would publish more of my interview with Dave Curry.
Brokers at Edward Jones are being asked to sign a new employment contract. While the agreement is not new, the tough wording has caught some reps by surprise.
Not interested in taking a meeting — at least, not in person
Full disclosure on recruiting packages? Bring it on!
