Advisor News

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FINTECH DEC 03, 2012
EyePad: Putnam rolls out videos to help advisers get tech-savvy

New series of shorts featuring mobile tech tips for day-to-day business

By Liz Skinner
Opinion: Is your iPad now cleared for takeoff?
FINTECH DEC 03, 2012
Opinion: Is your iPad now cleared for takeoff?

FAA rethinking rules about use of mobile devices on planes; more leg room in coach would be nice, too

By John Goff
Sign of the times as insurers seek yield in riskier investments
RETIREMENT PLANNING DEC 03, 2012
Sign of the times as insurers seek yield in riskier investments

Alternative investments, commercial mortgages, junk bonds all on the menu

By Darla Mercado
INDEPENDENT BROKER DEALERS DEC 03, 2012
After Woodbury, AIG on the prowl for more indie B-Ds

While other insurers sell off their indie broker-dealer units, AIG is buying. Indeed, Tuesday's acquisition of Woodbury Financial looks to be the first in what could be a string of deals.

By Bruce Kelly
AIG emerges as most likely buyer of Woodbury Financial Services
INDEPENDENT BROKER DEALERS DEC 03, 2012
AIG emerges as most likely buyer of Woodbury Financial Services

Announcement of a deal for the 1,600 reps and advisers is expected before indie B-D's national sales conference next month

By Bruce Kelly
Michael Kitces: 15 power tweeters every adviser should know
FINTECH DEC 02, 2012
Michael Kitces: 15 power tweeters every adviser should know

This twitter brigrade includes smart folks to follow and planners building their own

By Michael Kitces
INDEPENDENT BROKER DEALERS DEC 02, 2012
Growth tactics of elite advisers

Despite continued market volatility, it appears as though the independent investment advisory world has finally turned the corner and moved beyond the worst of the recession that followed the “mortgage meltdown.”

By Cetera
OPINION DEC 02, 2012
Before the storm: Failure to have a viable succession plan no longer an option

By Ron Carson
OPINION DEC 02, 2012
SEC too important to keep in limbo

Although President Obama's appointment of Elisse Walter as chairman of the SEC will provide a degree of continuity at the agency, it also raises questions about how effective it will be for the near future.

By MFXFeeder
REGULATION, LEGAL & COMPLIANCE DEC 02, 2012
Fiscal cliff? Not gonna happen

By MFXFeeder
RETIREMENT PLANNING DEC 02, 2012
MetLife B-D chief leaves company

The head of MetLife's broker-dealer operations has parted ways with the insurer. So far, the carrier's management has offered no explanation for the departure.

By Bruce Kelly
INDEPENDENT BROKER DEALERS DEC 02, 2012
Indie broker-dealers are identifying new talent

By MFXFeeder
RETIREMENT PLANNING DEC 02, 2012
Self-directed IRAs complex, but they can be profitable

By Bloomberg
REGULATION, LEGAL & COMPLIANCE DEC 02, 2012
New SEC head faces gridlock

When she takes over the SEC this month, Elisse Walter will both celebrate the crowning achievement of her regulatory career and confront her biggest political headache.

By Mark Schoeff Jr.
FINTECH DEC 02, 2012
Riskalyze tool turns pro with new version for advisers

By Janowski Davis
ALTERNATIVES DEC 02, 2012
Private-equity set does tax tango

By Bloomberg
RETIREMENT PLANNING NOV 30, 2012
Mary Beth Franklin: Advisers unaware of this Social Security twist

Claiming spousal benefits often leads to larger check than expected

By Mary Beth Franklin
RETIREMENT PLANNING NOV 30, 2012
Pension advocacy group calls for temporary halt to lump-sum buyouts

Over the last few months, several large companies, let by auto giants Ford and GM, announced plans to spin off their traditional pension plans by transferring their liabilities to an insurance company or offering lump-sum payouts to retirees and certain former workers. Verizon was the latest corporation to hop on the de-risking bandwagon, prompting calls from a leading pension advocacy group to halt such actions until Congress can review the impact on workers and retirees

By Mary Beth Franklin
Another high-profile exit from MSSB
WIREHOUSES NOV 30, 2012
Another high-profile exit from MSSB

Another high-profile defection from MSSB as a $600M team jumps to HighTower

By DJAMIESON
RETIREMENT PLANNING NOV 29, 2012
Ex-wives not X'd out of Social Security survivor benefits

Still subject to age and earnings cap limits; other restrictions may apply

By Mary Beth Franklin