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INDUSTRY NEWS FEB 20, 2018
Morgan Stanley says biggest hit to U.S. stock market has yet to come

Firm says the recent slide was only an 'appetizer, not the main course.'

By Bloomberg
INDUSTRY NEWS FEB 20, 2018
UBS Survey: Only 10-15% of investors put their cash to work during market pullback

Environment in Washington, national debt and health-care costs seen as top threats to financial well-being by wealthy investors.

By Bloomberg
RETIREMENT PLANNING FEB 20, 2018
Growth in Health Savings Accounts may have stalled, says EBRI

Many accounts are unfunded and not receiving contributions, group finds.

By InvestmentNews
OPINION FEB 20, 2018
The gold medal quality advisers can no longer ignore

Olympic athletes can't afford to let momentary setbacks define their future — and neither can advisers

By Ron Carson
RETIREMENT PLANNING FEB 20, 2018
Active TDF managers push to compete on fees

Fees are one of the most important metrics for advisers and plan sponsors when selecting TDFs.

By Greg Iacurci
INDUSTRY NEWS FEB 17, 2018
Listen on Google Play

By Carla Flores
INDUSTRY NEWS FEB 17, 2018
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By Carla Flores
INDUSTRY NEWS FEB 17, 2018
Listen on Spotify

By Carla Flores
INDUSTRY NEWS FEB 17, 2018
Listen on Apple Podcasts

By Carla Flores
REGULATION AND LEGISLATION FEB 17, 2018
Advisers should take SEC up on offer to waive penalties

This isn't exactly an amnesty program, but it's probably the closest thing.

By crain-api
INDUSTRY NEWS FEB 17, 2018
2017 largest variable annuity providers

Participating issuers, ranked by net assets and new sales.

By Ellie Zhu
LIFE INSURANCE AND ANNUITIES FEB 16, 2018
Indexed annuities' performance may not be what you expect

Advisers should position the products more like fixed income than equities.

By Greg Iacurci
WIREHOUSES FEB 16, 2018
JPMorgan's Dimon extends reign as best-paid Wall Street CEO

Citigroup's Corbat got the biggest raise last year, a 48% increase to $23 million

By Bloomberg
RETIREMENT PLANNING FEB 16, 2018
Tough tax season for victims of Social Security hack

Crooks stole their benefits, but the victims received 1099s for reportable income.

By Mary Beth Franklin
PRACTICE MANAGEMENT FEB 16, 2018
Morgan Stanley dropping some overseas wealth customers

Move reportedly involves only relatively small international accounts.

By Bloomberg
REGULATION AND LEGISLATION FEB 16, 2018
Whistleblower said to collect $30 million in JPMorgan case

The bank did not properly disclose that it was steering asset-management customers into investments that would be profitable for JPMorgan Chase.

By Bloomberg
RETIREMENT PLANNING FEB 16, 2018
Social Security underpaid 82% of dually entitled widows and widowers

Agency failed to tell survivors that they could switch to a higher retirement benefit later.

By Mary Beth Franklin
REGULATION AND LEGISLATION FEB 16, 2018
Finra issues Investor Alert warning about scams that offer Finra 'guarantees'

Regulator scams, some using fake signatures of Finra executives, have been growing.

By InvestmentNews
REGULATION AND LEGISLATION FEB 16, 2018
State securities regulator says states can enforce DOL fiduciary rule

Experts expect more states to follow Massachusetts' lead.

By Mark Schoeff Jr.
RETIREMENT PLANNING FEB 16, 2018
What's the right number of funds in a 401(k) plan?

There's no hard-and-fast rule, but too many can overwhelm participants and breed bad decisions.

By Greg Iacurci