Plus: The next stock market move, the dividend buzz, and being a leader no matter what.
Brad Weinman joins office in West Palm Beach, Fla., where he'll serve high-net-worth clients.
Clinton-Trump could be the biggest match-up since Frazier-Ali. <b>(More: <a href="//www.investmentnews.com/article/20160925/FREE/160929970/hillary-clinton-vs-donald-trump-who-are-you-voting-against"" target=""_blank"" rel="noopener noreferrer">What advisers say about the candidates</a>)</b> and follow us on Twitter via <b>#INDebate16</b> for live debate feedback from <i>InvestmentNews</i> and advisers.
Remind clients that FAFSAs for the 2017-18 school year are out three months earlier this year, and now allow reporting prior-prior year income data, or 2015.
B-Ds and other annuity distributors are asking insurers for product specifications with an eye toward compliance with the new regulation.
Firms may be losing the battle against the Labor Department's fiduciary rule for retirement advice, but they are still framing the debate around it &mdash; to the agency's chagrin.
Former head of two microcaps worked with boiler room operator whose agents pressured investors and promised them lucrative profits.
Put simply, we focus on countries that we deem to be fundamentally strong but, for one reason or another, are out of favor with investors.
Should clients claim Social Security now to avoid a Medicare premium hike?
Finra has been unable to find a way to ensure investors get paid what they are owed.
The deal in Westport, Conn., builds on the RIA's presence in New England.
The adviser and radio show host had challenged the right of the SEC to use administrative law judges to hear cases such as his.
The firm is on the verge of buying Foothill Securities, an adviser-owned firm with 220 registered reps under its roof, according to two industry sources.
Investment adviser and talk radio host Ray Lucia Sr., whom the SEC had fined and barred from the industry for allegedly misrepresenting a retirement investment strategy may have received a boost in the form of a split decision on his appeal.
In many cases, financial advisers feel more strongly about keeping a candidate out of the White House than voting one in.
Filing late used to be difficult and costly to correct, but new rule alleviates a lot of the pain.
New regulatory environment calls for a more holistic evaluation process.
Health-care costs are “the great unknown of retirement” for many advisers.
