News

Displaying 42977 results
Can the REIT run weather a rate hike?
ALTERNATIVES MAR 16, 2015
Can the REIT run weather a rate hike?

<i>Breakfast with Benjamin</i>: Will higher interest rates crush the real estate market, or is it supposed to be different this time?

By Jeff Benjamin
RETIREMENT PLANNING MAR 16, 2015
One often-overlooked strategy to save on Medicare

You could pay less for Parts A and D by recognizing if you qualify and following these steps to file

By Katy Votava
Forget personality tests, Edward Jones uses job simulation to assess potential hires
BROKER DEALERS MAR 16, 2015
Forget personality tests, Edward Jones uses job simulation to assess potential hires

Firm finds virtual assessments in which candidates perform key duties are better at determining retention.

By Liz Skinner
How much are you like Warren Buffett?
INDUSTRY NEWS MAR 16, 2015
How much are you like Warren Buffett?

There are three qualities that define his investment strategy. Could you adopt them?

By Barry Ritholtz
Republican introduces bill to halt Obama's DOL fiduciary push
RIAS MAR 16, 2015
Republican introduces bill to halt Obama's DOL fiduciary push

Rep. Ann Wagner says proponents are 'offering a solution in search of a problem.'

By Mark Schoeff Jr.
RETIREMENT PLANNING MAR 16, 2015
Why Obama is 'proud' of this adviser

President quoted Sheryl Garrett, founder of an hourly fee network, in supporting fiduciary standards.

By Liz Skinner
FINTECH MAR 16, 2015
Robo-advisers can't handle complex decisions

Critical thinking that requires human reasoning spells an opportunity for human advisers

By Bloomberg
TA Associates acquires Orion Advisor Services in NorthStar deal
RIAS MAR 16, 2015
TA Associates acquires Orion Advisor Services in NorthStar deal

Boston-based private equity firm <a href=&#8221;http://www.ta.com/&#8221;>TA Associates</a> announced on Monday that it is acquiring majority interest in NorthStar Financial Services and its nine subsidiary providers.

By Alessandra Malito
PRACTICE MANAGEMENT MAR 16, 2015
Finra bars broker for ripping off elderly client

Former Wells Fargo Advisors broker charged with stealing nearly $89,000 and using it for personal expenses.

By Mark Schoeff Jr.
RETIREMENT PLANNING MAR 16, 2015
Early onset Alzheimer's: When plans are upended

By Mason Braswell
BROKER DEALERS MAR 16, 2015
B-D's fate uncertain after $4M arbitration award

Resource Horizons Group may not be able to meet net capital requirements; Kovack Securities opens its doors to advisers.

By Mason Braswell
REGULATION AND LEGISLATION MAR 15, 2015
Momentum building on tax reform

As senators invite the public to contact them with ideas on tax reform, advisers should speak up

By MFXFeeder
OPINION MAR 15, 2015
What was NAPFA thinking?

Bert Whitehead's exit suggests NAPFA can't stand disagreement in its upper ranks

By MFXFeeder
OPINION MAR 15, 2015
Little-used adjustment may bring big savings

There are many ways people are overpaying and leaving money on Medicare's table.

By Katy Votava
LIFE INSURANCE AND ANNUITIES MAR 13, 2015
Spring variable annuity prospectuses and updates are here

First quarter regulatory filings suggest that insurers aren't ramping up big new product releases but hybrid annuites appear to be making a comeback, with Voya charging back into the market.

By Darla Mercado
Northwestern Mutual agrees to settle annuities suit for $84 million: report
LIFE INSURANCE AND ANNUITIES MAR 13, 2015
Northwestern Mutual agrees to settle annuities suit for $84 million: report

About 30,000 current and former annuity owners claim company failed to pay proper dividends on contracts sold 30 years ago.

By Srividya Kalyanaraman
RETIREMENT PLANNING MAR 13, 2015
Bigger & Better

Advisers with assets over $1 billion are outperforming their peers. Does your firm have what it takes to be a billion dollar baby?

By Trevor Hunnicutt
Consumer groups accuse SEC of ignoring investors
REGULATION AND LEGISLATION MAR 13, 2015
Consumer groups accuse SEC of ignoring investors

Consumer groups say the agency has been preoccupied with market issues to the detriment of the public and needs to tighten adviser oversight.

By Mark Schoeff Jr.
Transamerica offers legacy variable annuity clients a buyout
RETIREMENT PLANNING MAR 13, 2015
Transamerica offers legacy variable annuity clients a buyout

This offer affects more than 30 types of variable annuity contracts issued by the insurer

By Darla Mercado
Top five growing concerns for advisers in 2015
INDUSTRY NEWS MAR 13, 2015
Top five growing concerns for advisers in 2015

Financial advisers serious about growing their businesses in 2015 seem to be voicing similar concerns in our discussions.

By Tom Daley