Advisor News

Displaying 26712 results
FINTECH OCT 08, 2007
Website to rank financial advisers on investment results

An upstart financial networking website is looking to create a forum for financial advisers to showcase their investing prowess

By Bloomberg
WIREHOUSES OCT 04, 2007
Merrill fires two senior executives

Osman Semerci, former head of the fixed-income division, and Dale Lattanzio, former head of structured credit products, have left the firm.

By Bloomberg
RETIREMENT PLANNING OCT 04, 2007
Miller pushes for 401(k) fee disclosure

Too many 401(k) plan participants are not getting the best deals from their plans, said Rep. George Miller, D-Calif.

By Bloomberg
RIA NEWS OCT 03, 2007
401(k) 'generalists' must become experts

The 401(k) arena now demands specialized advisers, said Phil Chiricotti, president of the Center for Due Diligence.

By Bloomberg
RETIREMENT PLANNING OCT 03, 2007
Evolve with 401(k)s, says expert

It's the “best of times” for advisers willing to embrace changes in the 401(k) space, said an expert in employee benefits law.

By Bloomberg
RETIREMENT PLANNING OCT 02, 2007
Guidance sought on revenue-sharing funds

Advisers are looking to the DOL for guidelines about how to handle revenue-sharing funds that could be refunded to plan sponsors in 401(k) plans.

By Bloomberg
RETIREMENT PLANNING OCT 02, 2007
Advisers need to be 401(k) experts

As automatic features continue to propel 401(k) plans, advisers need to become retirement specialists to add value to the plan.

By Bloomberg
RETIREMENT PLANNING OCT 02, 2007
Advisers ponder full disclosure in 401(k)s

Advisers are said to be baffled about how much information should be passed on to participants in 401(k) plans.

By Bloomberg
OPINION OCT 02, 2007
'Goldilocks' Retirement: Is your distribution rate just about right?

By Bloomberg
OPINION OCT 01, 2007
Insurance regulators flubbing their jobs

By Investment News Team
OPINION OCT 01, 2007
Congress is unwilling to give up AMT addiction

By Investment News Team
FINTECH OCT 01, 2007
Envestnet is rejuvenating the PMC brand name

Envestnet Asset Management Inc. has much to gain and little to risk in reviving its PMC brand name.

By Bloomberg
WIREHOUSES OCT 01, 2007
Wachovia-Edwards deal seen as a balancing act

By Bloomberg
RETIREMENT PLANNING OCT 01, 2007
Maximizing rollover opportunities

The United States has one of the most mobile work forces in the world.

By Bloomberg
FINTECH OCT 01, 2007
Advanced Equities emerges as big player in venture capital

By Bloomberg
RETIREMENT PLANNING OCT 01, 2007
Altered 401(k) landscape seen for advisers

More wirehouses and B-Ds realize they need to allow advisers to take on fiduciary services.

By Bloomberg
RETIREMENT PLANNING OCT 01, 2007
401(k) fee disclosure garners attention from Congress

New legislation is being written as congressional interest in 401(k) fee disclosure rules heats up in advance of a round of hearings set for this week.

By Bloomberg
RETIREMENT PLANNING OCT 01, 2007
Plan sponsors warm to automatic features as rule changes await

Automatic features are gaining momentum in the 401(k) arena, according to financial advisers.

By Lisa Shidler
FINTECH OCT 01, 2007
Fidelity unveils new planning tool aimed at advisers

By Bloomberg
WIREHOUSES SEP 27, 2007
Analyst sees calamitous quarter for Merrill

Goldman Sachs analyst William Tanona expects Merrill's third-quarter earnings to decline by 89% to $208.9 million.

By Bloomberg