Opinion

Displaying 2266 results
OPINION MAY 31, 2015
Sometimes life happens

Yes, retirement is important, but so are other financial goals

By MFXFeeder
OPINION MAY 31, 2015
Is JPMorgan too big to manage?

Stream of scandals, most suggesting failure of oversight by its management, raises the issue

By MFXFeeder
OPINION MAY 24, 2015
Duty to retirement plans expanded

Advisers need to be aware of a Supreme Court decision in a major 401(k) fee case's implications for their plan advisory work

By MFXFeeder
OPINION MAY 17, 2015
A chance for change at the SEC

Pending departure of two commissioners brings up the prospect of transformation at the agency

By MFXFeeder
Automating better compliance to meet new SEC requirements
OPINION MAY 15, 2015
Automating better compliance to meet new SEC requirements

Here's how to meet the regulator's cybersecurity demands to protect your client's data

By Sam Attias
How gamification can help get clients to plan for retirement
OPINION MAY 12, 2015
How gamification can help get clients to plan for retirement

People are more apt to change their behaviors when they are engaged in fun, achievement-oriented tasks with established rewards.

By Carolyn Nees
OPINION MAY 10, 2015
Conflicts aren't all bad for investors

DOL, swayed by more flexible "best interests' standard, would allow variable compensation

By Blaine F. Aikin
OPINION MAY 10, 2015
Women bring value to corporate boards

Judging by the evidence, adding women to all boards would improve U.S. corporate performance

By MFXFeeder
OPINION MAY 10, 2015
Stepping up protection for the elderly

As the elderly population grows, it's incumbent on advisers and brokers to put those clients' best interests ahead of their own.

By MFXFeeder
OPINION MAY 07, 2015
Retirement, ready or not

Clients depending on their ability to work beyond normal retirement age should think twice.

By MFXFeeder
OPINION MAY 05, 2015
Killing the clock on fiduciary proposal

Industry reaction seeking more time smacks of foot-dragging, possibly in the hope that the proposal could be delayed, which does not serve investors well

By MFXFeeder
OPINION MAY 05, 2015
COBRA considerations when Medicare-eligible

Clients may not realize the need to combine them

By Katy Votava
Look past the battles breaking out between robos
OPINION MAY 05, 2015
Look past the battles breaking out between robos

Humans should not try to mimic machines that compete on price

By John Michel
Are newsletters worth the time and effort?
OPINION MAY 04, 2015
Are newsletters worth the time and effort?

Whether to use 'canned' products, do it yourself or combine the two into a hybrid.

By Sheryl Rowling
OPINION MAY 03, 2015
Fund managers need to flex voting muscles to force boards to appoint more women

A compelling body of research suggests that where women have greater representation on boards, companies simply perform better.

By Joe Keefe
4 ways to keep clients' portfolios from getting taxed to death
OPINION APR 27, 2015
4 ways to keep clients' portfolios from getting taxed to death

Your clients will appreciate it if you help them avoid the 43.4% tax bracket

By Rob Kuharic
DOL fiduciary rule fails by only focusing on fees and expenses
OPINION APR 23, 2015
DOL fiduciary rule fails by only focusing on fees and expenses

Fees and expenses matter, but in a procedurally prudent investment process, their management should account for less than 10% of a fiduciary's total efforts

By Don Trone
Don't let your business go down in flames like Kodak
OPINION APR 17, 2015
Don't let your business go down in flames like Kodak

Insights from Peter Diamandis, the renowned pioneer in innovation, who is CEO of the X PRIZE Foundation.

By Steve Sanduski
Steps to maximize the power of Twitter for your advice firm
OPINION APR 13, 2015
Steps to maximize the power of Twitter for your advice firm

With compliance reins loosening, the social media platform can be a business booster.

By Kristin Andree
OPINION APR 09, 2015
Bonus disclosure deserves second look

Finra should seriously consider suggestions for changes to its proposed broker bonus disclosure rule.

By MFXFeeder