As the InvestmentNews Podcast reaches its 80th episode, Bruce and Jeff tackle big industry issues with Brian Hart from KPMG, including when and how employees are expected to return to the office, and talk to Sonya Dreizler of hellochoir.com, which is a trailblazer in the effort to set new industry standards for diversity at big conferences.
In this episode, you'll hear about:
Related Article: www.investmentnews.com/advisers-focus-working-from-home-in-2022
Guest Bio:
Brian Hart leads KPMG’s Financial Services Regulatory and Compliance Risk Network in the U.S. In that capacity, he supports clients across the financial services and regulatory sectors to devise and implement large scale programs that combine driving commercial benefits (lower cost, greater scalability and effectiveness of compliance and risk management programs) while improving alignment with regulatory expectations and improved risk-taking.
Sonya Dreizler is co-founder of Choir. She is an author and speaker, and an outspoken advocate for racial and gender equity in financial services. She has a 20-year history in the field, including serving as a broker-dealer and RIA executive.
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
Learn how independent advisors can move beyond income and build a wealth management practice worth owning
Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
Osaic President and Head of Advisor Growth and Engagement Shannon Reid discusses the AI revolution, creating client confidence, her recent move from Raymond James, and her love of soccer with InvestmentNews’ Managing Editor James Rogers.