As the InvestmentNews Podcast reaches its 80th episode, Bruce and Jeff tackle big industry issues with Brian Hart from KPMG, including when and how employees are expected to return to the office, and talk to Sonya Dreizler of hellochoir.com, which is a trailblazer in the effort to set new industry standards for diversity at big conferences.
In this episode, you'll hear about:
Related Article: www.investmentnews.com/advisers-focus-working-from-home-in-2022
Guest Bio:
Brian Hart leads KPMG’s Financial Services Regulatory and Compliance Risk Network in the U.S. In that capacity, he supports clients across the financial services and regulatory sectors to devise and implement large scale programs that combine driving commercial benefits (lower cost, greater scalability and effectiveness of compliance and risk management programs) while improving alignment with regulatory expectations and improved risk-taking.
Sonya Dreizler is co-founder of Choir. She is an author and speaker, and an outspoken advocate for racial and gender equity in financial services. She has a 20-year history in the field, including serving as a broker-dealer and RIA executive.
Bruce Kelly talks to local Rhode Island reporter Eli Sherman about the former nontraded REIT czar, Nick Schorsch, and his group’s investments in beloved local eateries in the Ocean State.
Bruce Kelly speaks to longtime compliance expert Sander Ressler about elder fraud, artificial intelligence and GWG Holdings and what advisors and their broker-dealers and RIAs should be guarding against.
Bruce Kelly is joined this week by Jeff Vivacqua of Cambridge Investment Research, who breaks down the company's success as a recruiter of financial advisors.
Bruce Kelly is joined this week by InvestmentNews Managing Editor James Rogers as they look ahead to what the financial advice industry can expect in 2026 after a tumultuous start to the year.
