Regulation and Legal Cases

Displaying 28 results
Delaware court orders limited document release in investor suit over AI feeder fund
REGULATION AND LEGISLATION APR 15, 2025
Delaware court orders limited document release in investor suit over AI feeder fund

A Delaware Chancery Court decision granted a limited books and records inspection to an investor in a private AI investment fund, emphasizing the importance of documentation for closely held entities.

By Matthew Sellers
Illinois court rules dormant judgments can be revived after 14 years
REGULATION AND LEGISLATION APR 15, 2025
Illinois court rules dormant judgments can be revived after 14 years

An Illinois appeals court has ruled that creditors can revive dormant money judgments up to 20 years after entry - regardless of whether earlier revival attempts were made.

By Matthew Sellers
SEC faces expanded FOIA lawsuit over delays in Tesla, FTX, Bridgewater records
REGULATION AND LEGISLATION APR 15, 2025
SEC faces expanded FOIA lawsuit over delays in Tesla, FTX, Bridgewater records

A federal judge has allowed Aaron Greenspan to expand his FOIA lawsuit against the SEC, adding multiple claims related to records requests involving Tesla, Bridgewater, Meta, and FTX. A separate civil rights claim was denied.

By Matthew Sellers
Investor’s $225 million arbitration against JPMorgan faces court challenge over FDIC claims
REGULATION AND LEGISLATION APR 15, 2025
Investor’s $225 million arbitration against JPMorgan faces court challenge over FDIC claims

A federal court has questioned its jurisdiction over a $225 million FINRA arbitration dispute, citing unresolved liability issues and a missed FDIC claims deadline after First Republic’s failure.

By Matthew Sellers
Judge dismisses investor suit against Barclays over unregistered VXX securities
REGULATION AND LEGISLATION APR 15, 2025
Judge dismisses investor suit against Barclays over unregistered VXX securities

Federal court stops action over unregistered securities claim.

By Matthew Sellers
SEC retreats on crypto: Dismissals signal strategic shift in enforcement
ALTERNATIVES MAR 31, 2025
SEC retreats on crypto: Dismissals signal strategic shift in enforcement

Regulator folds on three more cases.

By Matthew Sellers
Judge dismisses investor suit against Barclays over unregistered VXX securities
REGULATION AND LEGISLATION MAR 28, 2025
Judge dismisses investor suit against Barclays over unregistered VXX securities

Federal court stops action over unregistered securities claim.

By Matthew Sellers
Judge accused of bias in discrimination case by ex-life insurance employee
REGULATION AND LEGISLATION MAR 24, 2025
Judge accused of bias in discrimination case by ex-life insurance employee

My employer was biased – and the judge and magistrate are being unfair says ex-employee

By Matthew Sellers