Regulation And Legislation

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ALTERNATIVES FEB 02, 2007
Former hedge fund manager indicted for fraud

The former head of a Hailey, Idaho-based hedge fund was indicted on criminal charges that he carried out a fraudulent scheme that bilked investors out of $88 million, the U.S. Attorney's office said yesterday.

By Bloomberg
REGULATION AND LEGISLATION MAR 10, 2003
Wall Streeters slammed for poaching

After losing a number of brokers to big boys on Wall Street, David Lerner went to the mat on two arbitration cases.

By Bruce Kelly
REGULATION AND LEGISLATION MAY 27, 2002
Conference call: ICI wants SEC to go both ways, more or less

By Frederick P. Gabriel Jr.