The Financial Industry Regulatory Authority Inc. has barred Gerald Dewes, a former representative who had been affiliated with Cadaret Grant, for failing to take part in an investigation looking into charges that he solicited investments in a company in which he had an interest.
Dewes was discharged by Cadaret Grant in November 2019 for selling away. He currently operates as a registered investment adviser through Sunbridge Management, a registered investment advisory firm in East Amherst, N.Y., of which he is the principal.
Dewes began his securities career in 1994 and was affiliated with Cadaret Grant for five years.
Advisor joins the Partnered Independence model for new firm launch.
Median return for institutions managing a combined $1.4T revealed.
Canada, Mexico appear to be included despite pause on other levies.
Strategists see potential inflation impact, more cautious Fed.
Uncertainty set to keep upward pressure on fixed income investments.
From 'no clients' to reshaping wealth management, Farther blends tech and trust to deliver family-office experience at scale.
Blue Vault features expert strategies to harness for maximum client advantage.
