Regulation, politics dominate adviser concerns, survey finds

Inflation worries grow, but still rank at bottom, Fidelity says.
MAY 22, 2017

Regulatory and political developments topped advisers' concerns in the first quarter, according to a survey conducted by Fidelity. Nearly a quarter (24%) of the advisers surveyed cited topics relating to government and the economy, with many focused on developments with the Department of Labor's fiduciary rule and statements from the Trump administration on fiscal policy. (More: What advisers should know about the Trump tax proposal) Other areas that advisers cited as "top of mind" were portfolio management (18%), interest rates (16%), risk volatility (14%), practice management (13%), alternative investments (3%) and inflation (3%), Fidelity said in a release. The firm has tracked adviser sentiment about investing concerns and opportunities since April 2012. ​

Latest News

Maryland bars advisor over charging excessive fees to clients
Maryland bars advisor over charging excessive fees to clients

Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.

Wave of SEC appointments signals regulatory shift with implications for financial advisors
Wave of SEC appointments signals regulatory shift with implications for financial advisors

Reshuffle provides strong indication of where the regulator's priorities now lie.

US insurers want to take a larger slice of the retirement market through the RIA channel
US insurers want to take a larger slice of the retirement market through the RIA channel

Goldman Sachs Asset Management report reveals sharpened focus on annuities.

Why DA Davidson's wealth vice chairman still follows his dad's investment advice
Why DA Davidson's wealth vice chairman still follows his dad's investment advice

Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.

401(k) participants seek advice, but few turn to financial advisors
401(k) participants seek advice, but few turn to financial advisors

Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave