Regulation, politics dominate adviser concerns, survey finds

Inflation worries grow, but still rank at bottom, Fidelity says.
MAY 22, 2017

Regulatory and political developments topped advisers' concerns in the first quarter, according to a survey conducted by Fidelity. Nearly a quarter (24%) of the advisers surveyed cited topics relating to government and the economy, with many focused on developments with the Department of Labor's fiduciary rule and statements from the Trump administration on fiscal policy. (More: What advisers should know about the Trump tax proposal) Other areas that advisers cited as "top of mind" were portfolio management (18%), interest rates (16%), risk volatility (14%), practice management (13%), alternative investments (3%) and inflation (3%), Fidelity said in a release. The firm has tracked adviser sentiment about investing concerns and opportunities since April 2012. ​

Latest News

The 2025 InvestmentNews Awards Excellence Awardees revealed
The 2025 InvestmentNews Awards Excellence Awardees revealed

From outstanding individuals to innovative organizations, find out who made the final shortlist for top honors at the IN awards, now in its second year.

Top RIA Cresset warns of 'inevitable' recession amid tariff uncertainty
Top RIA Cresset warns of 'inevitable' recession amid tariff uncertainty

Cresset's Susie Cranston is expecting an economic recession, but says her $65 billion RIA sees "great opportunity" to keep investing in a down market.

Edward Jones joins the crowd to sell more alternative investments
Edward Jones joins the crowd to sell more alternative investments

“There’s a big pull to alternative investments right now because of volatility of the stock market,” Kevin Gannon, CEO of Robert A. Stanger & Co., said.

Record RIA M&A activity marks strong start to 2025
Record RIA M&A activity marks strong start to 2025

Sellers shift focus: It's not about succession anymore.

IB+ Data Hub offers strategic edge for U.S. wealth advisors and RIAs advising business clients
IB+ Data Hub offers strategic edge for U.S. wealth advisors and RIAs advising business clients

Platform being adopted by independent-minded advisors who see insurance as a core pillar of their business.

SPONSORED Compliance in real time: Technology's expanding role in RIA oversight

RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.

SPONSORED Advisory firms confront crossroads amid historic wealth transfer

As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.