SEC announces new director for investment division

SEC announces new director for investment division
Natasha Vij Greiner has been with the regulator for two decades.
FEB 29, 2024

The part of the Securities and Exchange Commission that oversees investment management will have a new director next week as incumbent William Birdthistle departs the agency.

His successor is Natasha Vij Greiner, currently the deputy director of the Division of Examinations, and a long-time member of the regulator’s team, with more than two decades in leadership roles. She has in-depth knowledge of the investment management industry and is the national associate director of the investment adviser/investment company examination program.

Greiner's experience includes working in the asset management unit of the SEC’s enforcement division, where she investigated possible violations of the federal securities laws and litigated matters in federal district court and administrative proceedings.

The division of investment management is responsible for overseeing regulatory policies for investment advisers and investment companies, including mutual funds and other products available to retail investors.

“I look forward to bringing my unique perspective and experience to this new role and continuing to support the SEC’s tripartite mission,” Greiner said.

William Birdthistle joined the SEC in 2021 and was a former corporate associate in the investment management practice at law firm Ropes & Gray in Boston. He also spent many years in academia and will return to that world upon leaving the SEC.

“Serving at the Securities and Exchange Commission has been the highest honor of my professional career, and I’m tremendously grateful for the inspiration and example set by my dedicated colleagues in the Division of Investment Management,” Birdthistle said. “I am particularly thankful to Chair Gensler for offering me this opportunity to join a cohort of exemplary public servants in their vigilant stewardship of America’s life savings.”

Latest News

Advisor headcount down at Bank of America, Osaic and UBS so far in 2025, Wolfe Research analyst says
Advisor headcount down at Bank of America, Osaic and UBS so far in 2025, Wolfe Research analyst says

Counting advisor moves in and out of firms requires some art as well as science.

Fintech bytes: Orion, Altruist unveil new RIA-focused integrations
Fintech bytes: Orion, Altruist unveil new RIA-focused integrations

Orion's latest update, a partnership with 11th.com, focuses on an underserved area of compliance for advisors and wealth firms.

Raymond James reels in advisors managing $1B+ in Colorado
Raymond James reels in advisors managing $1B+ in Colorado

The latest arrivals, including a 10-advisor ensemble from Ameriprise, bolster the firm's independent contractor and employee advisor channels.

Shakeup at Athene as insurer names veteran Grant Kvalheim CEO
Shakeup at Athene as insurer names veteran Grant Kvalheim CEO

The firm has also appointed Mike Downing and Sean Brennan as co-presidents to its US operations as it looks to proceed with an ambitious five-year growth plan.

Advisor moves: RBC reels in $1.1B UBS megateam as UBS deepens Texas presence
Advisor moves: RBC reels in $1.1B UBS megateam as UBS deepens Texas presence

Meanwhile, Kestra partner Coastline Wealth Management passes a milestone in its geographic expansion with a former Ameriprise team in New York.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave