Unison Risk Advisors, a Cleveland, Ohio-based financial holding company, and TAG Advisors, a Glen Ellen, Virginia-based hybrid affiliated with Cambridge Investment Research, have launched pooled employer plans, with Voya Financial acting as record keeper for both plans.
The Unison Risk Advisors Pooled Employer Plan will deliver retirement plan services to clients, in collaboration with the company’s Oswald Financial unit as the ERISA 3(38) investment manager and Plan Compliance Services, an affiliate of The Platinum 401k, as its ERISA 3(16) plan administrator and pooled plan provider.
The TAG(k) PEP also will use Plan Compliance Services as the pooled plan provider for its program.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
