Clearing Firms
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| Clearing firms | 2010 - B-D clients* | 1Yr % change | 2Yr % change | 2009 - B-D clients** | 2008 - B-D clients*** |
|---|---|---|---|---|---|
| Pershing LLC | 60 |
15% |
46% |
52 |
41 |
| National Financial Services LLC | 24 |
14% |
33% |
21 |
18 |
| First Clearing LLC | 8 |
0% |
0% |
8 |
8 |
| Self | 3 |
0% |
-25% |
3 |
4 |
| RBC Dain | 3 |
50% |
50% |
2 |
2 |
| Legent Clearing LLC | 50% |
200% |
2 |
1 |
|
| Raymond James & Associates Inc. | 2 |
100% |
100% |
1 |
1 |
| Southwest Securities | 2 |
0% |
100% |
2 |
1 |
| J.P. Morgan Clearing Corp. | 2 |
-33.3% |
0% |
3 |
2 |
| Wedbush Securities | 2 |
0% |
0% |
2 |
2 |
| LPL Financial | 1 |
0% |
0% |
1 |
1 |
| optionsXpress | 1 |
0% |
- |
1 |
0 |
| The Charles Schwab Corp. | 1 |
- |
- |
0 |
0 |
| Wells Fargo Investments LLC | 1 |
0% |
0% |
1 |
1 |
| Fortis Clearing America LLC | 1 |
- |
- |
0 |
0 |
| View chart here. * Based on the 2010 InvestmentNews independent broker-dealer survey. Ninety independent broker-dealers responded to this year's survey. ** Based on the 2009 InvestmentNews independent broker-dealer survey. Ninety independent broker-dealers responded to this year's survey. *** Based on the 2008 InvestmentNews independent broker-dealer survey. Ninety-two independent broker-dealers responded to this year's survey. Want more of InvestmentNews' exclusive independent broker-dealer info? For an expanded set of our B-D profiles--which includes contact information, plus historical analysis of B-D's individual recruiting behaviors and use of custodians--please contact Kristen Hensley at [email protected] or 212-210-0451. | |||||
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