Ameriprise Financial Inc. said it recruited a team in Phoenix, Arizona, that had managed more than $450 million in assets at UBS.
Christine Gustafson, founder of Phoenix Wealth Management, had been affiliated with UBS since 2009, according to her BrokerCheck report. She has 37 years of experience, starting at PaineWebber in 1984. Gustafson specializes in working with high-net-worth clients, family offices and charitable foundations.
Making the move along with Gustafson are private wealth adviser Norman Lemus and staff members Amanda Morrell and Lisa Campbell. Lemus serves as portfolio manager for the firm’s Tobacco-Free Portfolio, which was designed for the American Heart Association.
Research highlights the dominant role of workplace retirement plans and breaks down the major factors dictating workers' IRA rollover decisions.
The wealth tech firm is rolling out its "Do Anything" assistant as leaders and strategists tout the next evolution of artificial intelligence.
Appeals court overturns SEC’s CAT funding plan, broker-dealers face new uncertainty.
TradeStation Securities' communications violated industry rules, including falling short on describing the risks involved in investing in volatile crypto assets.
Meanwhile, a father-son pair of advisors and ex-marines from ex-Edward Jones gives Kingsview its newest location in Arkansas.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
