D.A. Davidson advisers managing $177 million leave for Raymond James

Ken Robbins and two-person team join firm's employee unit in Los Angeles.
MAY 17, 2017

Ken Robbins, a registered representative who managed $177 million in assets in the Los Angeles office of D.A. Davidson, has moved to Raymond James & Associates, the firm's employee broker-dealer. Mr. Robbins was joined in the move by adviser Kathy Roshay and their administrative associate, Magda Lesmana. The team will operate as Robbins Roshay Advisors of Raymond James. (More: See all the latest moves in the InvestmentNews Advisers on the Move database) Before entering the financial services industry in 1994 at Dean Witter, Mr. Robbins served in a variety of management roles at Enterprise Rent-A-Car in Southern California. In 2004, he moved his business to Crowell, Weedon & Co., which later was acquired by D.A. Davidson & Co. Ms. Roshay began her financial services career in 2007 with Crowell Weedon and remained with the firm when it was acquired.

Latest News

California, New York move to tax Jan. 6 fund payouts
California, New York move to tax Jan. 6 fund payouts

California Governor Gavin Newsom and New York's Alex Bores target Trump's $1.8 billion anti-weaponization fund with full clawback tax proposals targeting resident recipients.

Family offices are losing faith in the dollar and bracing for a world that stays broken, UBS reveals
Family offices are losing faith in the dollar and bracing for a world that stays broken, UBS reveals

The wealthiest investors on earth are quietly reshuffling portfolios for permanent uncertainty, not just another rough patch.

Retirement is the new American Dream, but millions doubt they'll get there
Retirement is the new American Dream, but millions doubt they'll get there

ACLI research reveals middle-class financial resilience rebounding, even as inflation anxiety and a deep savings confidence gap cloud the outlook.

Estate planning isn't a service add-on. It's your retention strategy.
Estate planning isn't a service add-on. It's your retention strategy.

As $84 trillion prepares to change hands, advisors who treat estate planning as peripheral are quietly building a sieve, not a book.

Robinhood just made a bold move into AI-powered trading for the retail market
Robinhood just made a bold move into AI-powered trading for the retail market

Traders will be able to connect their own third-party AI agents to the brokerage platform.

SPONSORED Estate planning isn't a service add-on. It's your retention strategy.

As $84 trillion prepares to change hands, advisors who treat estate planning as peripheral are quietly building a sieve, not a book.

SPONSORED Why strategy matters more than performance

In volatile markets, the advisors who win aren't the ones with the best calls - they're the ones whose clients stay the course.