Rosemont Financial Group, an Albany, New York hybrid managing $900 million, has switched its broker-dealer affiliation from Cambridge Investment Research Advisors to LPL Financial. Rosemont also will use LPL’s corporate RIA and LPL as its custodian.
Rosemont was created in 2010 and now consists of 11 financial advisers.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on self-regulatory organizations.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
