Jordan Gersch, Doug Brady, Michael Grant Matthews and Amy Oliver, who collectively managed $1.4 billion at Morgan Stanley, have joined UBS offices in Northern California.
Gersch, who spent 11 years at Morgan Stanley, is based in the firm’s San Francisco office. Brady, a 26-year veteran of the firm, is based in the Los Gatos office of UBS; and Matthews and Oliver, who formed at team in 2009, are based in Menlo Park, UBS said in a press release Friday.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
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