Key Group Management, a Ramsey, New Jersey-based hybrid RIA practice managing $500 million, has switched its broker-dealer affiliation to Concourse Financial Group Securities, a division of Protective Life, from Royal Alliance.
Key Group, which has nine financial professionals and is led by Patrick Murray and Colin Heafy, has offices in New Jersey, Massachusetts and Arizona.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on self-regulatory organizations.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
