While applying carpentry advice to a desk job might seem out of place, the reality is that proper, thorough research lends itself to high-quality articles. In this week’s cover story, “A rising tide in the RIA industry is lifting all boats,” senior research analyst Devin McGinley provides that proof.
Our annual custodian research generated the unique data that you have come to expect from InvestmentNews Research, but to augment that, Devin went through SEC filings to confirm survey results and his findings. And those findings were intriguing.
For instance, in response to the ballooning RIA market, LPL Financial recently repositioned its custodial offering, and that led to 53% growth in custody assets. LPL managing director Rich Steinmeier elaborates on that in the article. Also interesting is the increase in the number of solutions providers in the industry, because, as Tyrone Ross of Onramp Invest notes, no single custodian has everything an adviser might need.
These seemingly modest shifts indicate that as the relationships between clients and advisers deepen, the custodial market just might see some interesting adjustments. And it’s that extra level of research that divines these bits for our audience. You can get a glimpse of our full research suite online, and if you have an idea for custom research, reach out, we’re all ears.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management