TD Ameritrade’s Bradley wins award

Texas Tech University's financial planning department to honor J. Thomas Bradley Jr. as “Visionary of the Year.”
FEB 08, 2008
Texas Tech University’s department of personal financial planning has named J. Thomas Bradley Jr., president of TD Ameritrade Institutional, as its “Visionary of the Year.” The award recognizes his 15 years of working with registered investment advisers, according to a statement released by the company at its Partnership Conference in Orlando, Fla. “Tom has led an industry charge, and it has been a watershed event,” said Deena Katz, program director at Texas Tech in Lubbock, Texas, in a statement. “His unwavering diligence and focused work educating the public is truly noble and nothing short of visionary.” TD Ameritrade Institutional is located in Jersey City, N.J. Mr. Bradley will be the second recipient of the award, which will be presented at a dinner in Lubbock on Feb. 29. He is being honored for his work in promoting fiduciary standards, his efforts in helping shape issues that affect the financial industry, educating investors on the differences between RIAs and stockbrokers, and emphasizing that RIAs are required to act in the best interests of their clients and eliminate or disclose conflicts of interest, TD said in a statement. “Tom has led an industry charge, and it has been a watershed event,” Ms. Katz said in a statement. “His unwavering diligence and focused work educating the public is truly noble and nothing short of visionary.”

Latest News

Advisor moves: Raymond James lands $700M Truist duo in Florida
Advisor moves: Raymond James lands $700M Truist duo in Florida

&Partners has also added a $357 million Texas family practice, while Janney recruits a $250 million Edward Jones advisor in Miami

Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO team
Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO team

Linda Patel will lead J.P. Morgan Advisors in Florida and Georgia as Bank of America adds nonprofit specialists in New York

Colorado advisor loaded up elderly clients with risky Interval funds: regulator
Colorado advisor loaded up elderly clients with risky Interval funds: regulator

Interval funds and other semi-liquid or illiquid products are typically two to three times more expensive than plain vanilla stock or bond mutual funds or exchange-traded funds.

Investor alleges alkaline water startup hid sales data in white text
Investor alleges alkaline water startup hid sales data in white text

The royalty statements looked normal - until someone checked the electronic files.

SEC alleges fake hedge fund forged seals to steal $130M
SEC alleges fake hedge fund forged seals to steal $130M

They allegedly fabricated SEC certificates to dupe investors.

SPONSORED Built on insurance experience to deliver on long-term promises

Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.

SPONSORED In the Age of AI, Trust Becomes the Advisor's Greatest Asset

As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor