Top clearing and custody firms for financial advisers

Top clearing and custody firms for financial advisers
InvestmentNews gathers client and asset data to assemble company rankings
AUG 17, 2019
[table id=69 /] [table id=71 /] [table id=72 /] [More: 8 best broker dealers ranked by independent advisors: J.D. Power] [Also read: CI Financial’s U.S. RIA enterprise continues to file a confidential submission of a draft registration statement for the IPO] [Recommended article to read: LPL financial vs fidelity: LPL follows the money]

Latest News

MassMutual launches securities-backed credit line for advisor clients
MassMutual launches securities-backed credit line for advisor clients

The Supernova-powered lending line follows a Flourish Cash rollout as the insurer pushes private-bank-style tools to its 6,000-plus advisors

Gen Z and millennial rollover candidates are shifting - and eyeing the exit
Gen Z and millennial rollover candidates are shifting - and eyeing the exit

New Escalent research finds younger, more diverse DC plan participants are open to rollovers - but increasingly prefer outside firms.

Wealthy investors eye advisor guidance as 2026 midterms approach
Wealthy investors eye advisor guidance as 2026 midterms approach

UBS finds millionaire investors are more optimistic than before 2024 but are actively repositioning portfolios ahead of November 3.

Trump Accounts auto-enrollment leaves work to do, says Baird expert
Trump Accounts auto-enrollment leaves work to do, says Baird expert

Auto-enrollment has landed for 60 million children, but Baird planning director says key questions on rollovers and Roth conversions remain open.

How private assets can help address longevity risk in DC plans
How private assets can help address longevity risk in DC plans

Learn why DC plan advisors are considering private assets to help fund decades-long retirements

SPONSORED Built on insurance experience to deliver on long-term promises

Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.

SPONSORED In the Age of AI, Trust Becomes the Advisor's Greatest Asset

As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor