Bernard Herold & Co., Inc., a New York-based hybrid, and Lantern Investments, a Melville, New York-based hybrid, have merged to form Herold & Lantern Investments.
The combined firm, which is headed by Keith Lanton, president, and Larry Herold, chief operating officer, has more than $2 billion in assets and 60 employees, the company said in a release.
Also, wealth.com enters Commonwealth's tech stack, while Tifin@work deepens an expanded partnership.
Back office workers and support staff are particularly vulnerable when big broker-dealers lay off staff.
The fintech giant is doubling down on its strategy to reach independent advisors through a newly created leadership role.
The two firms are strengthening their presence in California with advisor teams from RBC and Silicon Valley Bank.
The high court's decision rebuffing Alpine Securities marks a setback for a broader challenge to Wall Street's reliance on self-regulatory organizations.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
