C. Jefferson A. “Skip” Parker and Harriet M. Parker, who managed $148 million at UBS, have established their own firm, Four Corners Private Wealth, and affiliated with Raymond James Financial Services — the firm’s independent adviser channel.
The two are temporarily based in Glastonbury, Connecticut, and are opening an office in their hometown of Greenwich, Connecticut, Raymond James said in a press release Thursday.
Prior to spending the last 12 years at UBS, Skip Parker was with Smith Barney and Merrill Lynch. Prior to joining UBS in 2010, Harriet Parker spent seven years at Smith Barney.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
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