RIA News

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US maintains position as the world’s private wealth hub
RIA NEWS MAY 21, 2025
US maintains position as the world’s private wealth hub

The country accounts for 37% of the world’s millionaire population.

By Steve Randall
Clients need you to bring your wealth transfer A-game, or they may switch
RIA NEWS MAY 21, 2025
Clients need you to bring your wealth transfer A-game, or they may switch

Most have yet to speak to their advisor about the implications and best strategies.

By Steve Randall
Family caregivers face money setbacks and more: Edward Jones
RIA NEWS MAY 20, 2025
Family caregivers face money setbacks and more: Edward Jones

Survey research shows how caregiving can take a years-long toll on finances, career, and emotions.

By Leo Almazora
Ex-Osaic advisor fined over failure to declare $1M bequest
INDEPENDENT BROKER DEALERS MAY 20, 2025
Ex-Osaic advisor fined over failure to declare $1M bequest

The New York-based advisor, formerly affiliated with Securities America, has also been suspended for failing to disclose his status as a beneficiary.

By Leo Almazora
RIA acquirer Bluespring welcomes Georgia-based Clarivise Private Wealth
RIA NEWS MAY 20, 2025
RIA acquirer Bluespring welcomes Georgia-based Clarivise Private Wealth

The Alpharetta-based advisor ensemble enters a new chapter in its partnership with the Kestra Financial subsidiary.

By Leo Almazora
Advisor moves: LPL adds Ameriprise duo, Janney advisor joins FiNet
INDEPENDENT BROKER DEALERS MAY 20, 2025
Advisor moves: LPL adds Ameriprise duo, Janney advisor joins FiNet

The newest transitioners bolster LPL and Wells Fargo's talent pool in Texas and North Carolina, respectively.

By Leo Almazora
US stock rally set to stall, European index to outperform in 2025
RIA NEWS MAY 20, 2025
US stock rally set to stall, European index to outperform in 2025

Trade, inflation risks dominate investor concern.

By Bloomberg
Still no agreement on SALT despite Trump tax bill progress
RIA NEWS MAY 20, 2025
Still no agreement on SALT despite Trump tax bill progress

Late night debate failed to reach agreement.

By Bloomberg
Stablecoin moves closer as bill opposition ends
RIA NEWS MAY 20, 2025
Stablecoin moves closer as bill opposition ends

Proposed legislation will now be debated in the Senate.

By Bloomberg
US deficit is bigger issue than trade, says Rubenstein
RIA NEWS MAY 20, 2025
US deficit is bigger issue than trade, says Rubenstein

Carlyle co-founder warns the dollar is at risk without control.

By Bloomberg
Financial stress is rising among American workers, says Morgan Stanley
RIA NEWS MAY 20, 2025
Financial stress is rising among American workers, says Morgan Stanley

Study highlights the importance of employers offering workplace benefits.

By Steve Randall
401(k) savers say retirement income security should be a shared responsibility
RETIREMENT PLANNING MAY 20, 2025
401(k) savers say retirement income security should be a shared responsibility

Fixed annuity options are of growing interest among employees.

By Steve Randall
Wirehouse advisors lead broker-dealers, RIAs in direct indexing bullishness: survey
RIA NEWS MAY 19, 2025
Wirehouse advisors lead broker-dealers, RIAs in direct indexing bullishness: survey

Two-thirds of direct indexing users expect to ramp up adoption, particularly in the high-net-worth space, though many still face operational barriers.

By Leo Almazora
What the GOP's MAGA account pitch means for young kids' parents
RIA NEWS MAY 19, 2025
What the GOP's MAGA account pitch means for young kids' parents

Plan would seed accounts with $1,000 for children born between 2025 and 2028, with potential for tax-free investment growth.

By Leo Almazora
CFO exits B. Riley after beleaguered firm's latest missed deadline
INDEPENDENT BROKER DEALERS MAY 19, 2025
CFO exits B. Riley after beleaguered firm's latest missed deadline

The incoming executive, whose career includes a stint at Wells Fargo Advisors, comes with significant experience in staging corporate turnarounds.

By Leo Almazora
SEC looks to revisit private fund investment rules
ALTERNATIVES MAY 19, 2025
SEC looks to revisit private fund investment rules

The agency's new chairman Paul Atkins says "common-sense" review of 23-year-old restrictions could unlock the $31 trillion industry to more investors.

By Bloomberg
Commerce chief Howard Lutnick divesting ownership in Cantor Fitzgerald
RIA NEWS MAY 19, 2025
Commerce chief Howard Lutnick divesting ownership in Cantor Fitzgerald

Lutnick's exit from affiliated firms includes $361 million in stock sales and a family trust handoff.

By Leo Almazora
S&P 500 slumps as Moody's US downgrade sinks in
EQUITIES MAY 19, 2025
S&P 500 slumps as Moody's US downgrade sinks in

A Friday evening markdown by the Big Four credit rating agency is compounding risks from tariff threats and long-simmering fiscal issues.

By Bloomberg
$23B RIA Summit Trail taps Jeff Ringdahl for president and COO role
RIA NEWS MAY 19, 2025
$23B RIA Summit Trail taps Jeff Ringdahl for president and COO role

Veteran leader from Resolute Investment Managers breathes new life into the New York-based Dynasty Financial Partner firm's leadership.

By Leo Almazora
Trump tax legislation gets green light to proceed to vote
RIA NEWS MAY 19, 2025
Trump tax legislation gets green light to proceed to vote

Rare Sunday night panel meeting agrees to proceed.

By Steve Randall