RIA News

Displaying 37304 results
WIREHOUSES FEB 05, 2013
UBS advisers break $1 million per FA revenue mark

UBS advisers surpass the $1 million-per-FA revenue mark as the bank's U.S. wealth unit is the lone bright spot in a rough quarter. Bruce Kelly reports.

By Bruce Kelly
RIA NEWS FEB 05, 2013
Tax reform may find its way through partisan thicket

By Mark Schoeff Jr.
Cohan: Enough already, UBS deserves the death penalty
WIREHOUSES FEB 05, 2013
Cohan: Enough already, UBS deserves the death penalty

Alleged Libor-rigging is the latest in a long series of scandals tied to the Swiss bank

By John Goff
RIA NEWS FEB 05, 2013
Dually registered advisers getting extra mileage from hybrid model

Number of hybrid advisers growing at faster pace than other camps

By AOSTERLAND
RETIREMENT PLANNING FEB 05, 2013
Goldman offers DC plans true alternative with novel fund

Taking a step toward portfolio diversification

By Jeff Benjamin
RIA NEWS FEB 05, 2013
Cerulli: Advisers should think twice about running money

Performance lags packaged fund programs, blended benchmarks; get out, forget to get back in

By DJAMIESON
RIA NEWS FEB 04, 2013
Analysts unfazed by economy's fourth-quarter dip

Wednesday's report from the Commerce Department shows that the economy contracted by 0.1%; experts more focused on markets' momentum gain

By Jeff Benjamin
ING sends incorrect statements to 75,000 VA customers
RETIREMENT PLANNING FEB 04, 2013
ING sends incorrect statements to 75,000 VA customers

Notices contained account balance errors, wrong names; cause of error discovered

By Darla Mercado
RETIREMENT PLANNING FEB 03, 2013
Hello, I must be going: Revolving door spins quickly at Nationwide

After seven months on the job, Hilsheimer leaves post as president of retirement unit

By Darla Mercado
INDEPENDENT BROKER DEALERS FEB 03, 2013
Finra warned on bonus disclosure plan

By FGabriel
RETIREMENT PLANNING FEB 03, 2013
Back to square one

By Darla Mercado
RETIREMENT PLANNING FEB 03, 2013
Q&A: Morningstar's David Blanchett

By Liz Skinner
RIA NEWS FEB 03, 2013
Jabberwocky

Advisers tend to fall back on industry-speak when talking to clients. This is not a good thing. Here are 8 phrases that should be jettisoned from the lexicon.

By John Goff
FINTECH FEB 03, 2013
Overlooking security holes puts clients at risk

By DJAMIESON
RIA NEWS FEB 03, 2013
RIA acquisitions down in 2012

By AOSTERLAND
RETIREMENT PLANNING FEB 03, 2013
Analysts wary of PE annuities

By Darla Mercado
RIA NEWS FEB 03, 2013
Fidelity slashes fund fees, minimums

By Jason Kephart
RIA NEWS FEB 02, 2013
Investing while taking the moral higher ground

When it comes to investing, most individuals focus simply on the bottom line – the rate of return generated and how much money they made. Many investors don't consider that the companies in which they invest may violate their strong personal beliefs, according to Ave Maria Funds.

By Mark Bruno
RIA NEWS FEB 02, 2013
Retirement landscape: Cliff, clamor, clarity and (dis)closure

With the November election in the rear-view mirror, what can retirement plan sponsors and participants expect in 2013? This new white paper from Invesco explores.

By Invesco
RIA NEWS FEB 02, 2013
Breaking the cycle of investment regret

How investors can harness emotions for better investment decisions

By Franklin Templeton